Previous | Spring 2016 | Summer 2016 | Fall 2016  
Spring 2013
- Check Availability -
- AU Campus Store -
- Purchasing Course Packets -

Intl Reg of Secur Mkts (LAW-833-001)
Tata, Wong

Meets: 10:00 AM - 11:50 AM (F) - Room 526

Enrolled: 6 / Limit: 20


There are no notices at this time.


This course will provide an introduction to the operation and regulation of securities markets in the context of modern international transactions, with an emphasis on U.S. and EU securities markets. At the end of the course, it is expected that students will have a solid grounding in the international structures that increasingly harmonize securities regulation throughout the world; the nature of international securities transactions and the legal framework in which they function; modern financial instruments that function on a global basis; and the major issues and challenges faced by the international securities markets and regulators resulting from the globalization of the securities markets, such as hedge funds. Using this groundwork, students should be able to continue their studies in depth in the various subtopics of the regulation of international transactions which interest them.

Textbooks and Other Materials

The textbook information on this page was provided by the instructor. Students should use this information when considering purchases from the AU Campus Store or other vendors. Students may check here to determine if books are currently available for purchase at the AU Campus Store.

Textbook: Scott and Gelpern, International Finance: Transactions, Policy and Regulation, Foundation Press (18th Ed.) and various selected readings that are available in digital course file.

First Class Readings

Not available at this time.


The syllabus is available in the following format(s):