Adv Secur Law: Regulation of Mutual Funds & their Advisors (LAW-823-001)
Choi, Ragen
Meets: 11:00 AM - 12:50 PM (W) - Room 504
Enrolled: 8 / Limit: 15
Notices
There are no notices at this time.
Description
This course will focus on the legal structure of investment companies, the special restrictions on their operation, and the relationships of investment advisers to the investment companies and other clients they advise. In addition, we will consider business issues that motivate mutual funds and their advisers and public policy issues concerning securities regulation.
Textbooks and Other Materials
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First Class Readings
Not available at this time.
Syllabus
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Microsoft Word (DOC)
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