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Regulation of Mutual Funds and Investment Advisers is an advanced course in securities regulation. We will focus on the legal structure of investment companies ("mutual funds"), the special restrictions on their operation, and the relationships of investment advisers to mutual funds and other clients they advise.
Textbooks and Other Materials
Federal Securities Laws Statutes, Coffee, Seligman & Sale, ISBN: 9781599418315, 2010, Foundation
First Class Readings
Not available at this time.
The syllabus is available in the following format(s):