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Spring 2012
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Regulation of Derivatives (LAW-743-001)
Ritter, Higgins

Meets: 06:00 PM - 07:50 PM (T) - Room 627

Enrolled: 17 / Limit: 20


There are no notices at this time.


Current problems in laws and regulations affecting derivatives trading in financial markets, including exchange-traded and over-the-counter transactions. Topics include the interaction of securities and commodity trading regulations, regulation of market participants, powers of the Commodity Futures Trading Commission to regulate and enforce compliance with the laws and regulations governing derivatives, developments in self-regulation, and private rights of action.

Textbooks and Other Materials

The textbook information on this page was provided by the instructor. Students should use this information when considering purchases from the AU Campus Store or other vendors. Students may check here to determine if books are currently available for purchase online.

Ponzimonium, Chilton, ISBN: 978-0-16-089079-6, GPO.

First Class Readings

Not available at this time.