American University Law Review
June, 1997
THE AUTHORITY OF A FOREIGN TALISMAN: A STUDY OF U.S. CONSTITUTIONAL
PRACTICE AS AUTHORITY IN NINETEENTH CENTURY ARGENTINA AND THE ARGENTINE
ELITE'S LEAP OF FAITH
JONATHAN M. MILLER*
SYNOPSIS
Contrary to arguments of social scientists as far back as Hegel, the
adoption of a successful foreign constitution as a model may offer advantages
to a country that has not yet consolidated its political institutions.
The nineteenth century experience of Argentina with the U.S. Constitution
shows that not only may rules from transplanted constitutional models take
root, but that such rules may enjoy extra authority because of the prestige
of the foreign model. Argentina's elite adopted U.S. constitutional practice
not only as a model, but as a source of authority. Sometimes U.S. practice
governed regardless of Argentine needs and regardless of the result that
textual interpretation of the Argentine Constitution might have prescribed.
Although the rules adopted may not always have been suited ideally to Argentina's
conditions, the prestige of the model helped consolidate a constitutional
system where none had existed previously. Blind copying is inappropriate,
but because a foreign model may enjoy greater authority than an autochthonous
one, the Argentine example shows that countries emerging from long periods
of dictatorship or instability should consider the extent to which foreign
models and international law may be harnessed to add to the authority of
weak domestic structures.
INTRODUCTION
Scholars studying political development must consider to what extent
foreign models matter. With dozens of countries undergoing transitions
to democracy, constitution drafters face basic issues of whether, how,
and to what extent they should invoke foreign models. The issues are not
new. Many countries have used the U.S. Constitution and others as models
during the past two centuries.1
Until now, however, scholars rarely have done more than note the degree
to which specific constitutional provisions have been borrowed or have
offered comparisons focused on specific government practices.2
This Article will examine the issues underlying the constitutional authority
and effectiveness of a constitutional transplant, focusing on Argentina's
nineteenth century experience with the U.S. Constitution. By examining
in detail the experience of a single country, Argentina, the Article will
focus on the authority enjoyed by a constitutional transplant. Thus, although
this Article will need to establish the degree to which the United States
provided a model for specific constitutional provisions, its aim is to
establish to what degree previously non-existent rules actually came to
operate in practice and the extent to which the authority of a transplant
was affected by the fact that it came from abroad. Remarkably, Argentina
offers an example not only of the adoption of a foreign constitutional
model, but of the foreign model quickly becoming an article of faith, thereby
increasing the legitimacy of the Argentine Constitution and the stability
of Argentine political life.
Successful constitutionalism usually is ignored in explaining Argentina's
enormous economic success in the late nineteenth and early twentieth century.
Between 1880 and 1913 Argentina was neck-and-neck with Japan for the title
of fastest growing economy in the world,3
and between 1869 and 1914 high European immigration helped boost Argentina's
population from 1.7 to 7.9 million people, a growth rate of 3.4% per year.4
Real Gross Domestic Product grew at an average rate of at least 5% per
year in the fifty years preceding World War I,5
and jumped to an average growth rate of 6.7% between 1917 and 1929.6
In 1930, Argentines were better fed, healthier, had better access to higher
education, and in general enjoyed higher consumption levels, than most
Europeans.7 Despite
its poor road system, Argentina had more automobiles per capita than Great
Britain in 1930.8
Scholars usually describe this spectacular growth, followed from the 1930s
by equally striking stagnation, in terms of economic causes and the responses
of different interest groups to changes in the world trading system and
Argentina's domestic economy.9
One hardly can doubt that political stability is a necessary precondition
for extended growth, however. Investors and immigrants could show little
long-term interest in Argentina during the civil wars and political murders
that characterized post-independence Argentina from the early 1820s through
the 1850s.10
Nor could immigrants and investors have felt comfortable with the cycles
of military governments, unrestrained populism, and bloodletting that increasingly
dominated Argentine politics from the 1930s through the 1970s. Constitutionalism
provided late nineteenth century Argentina with the political stability
needed for growth.
Perhaps one reason why social scientists ignore Argentina's constitutionalism
is that even in the late nineteenth and early twentieth century it was
imperfect. Most elections until the presidential elections of 1916 were
fraudulent.11
Major revolts occurred in 1874, 1880, 1890, 1891, and 1905.12
Federalism, extensively provided for in the Constitution, never became
a reality.13
Despite its gaps, however, much of the Argentine Constitution did become
the basis of Argentine political life. Many important rules having scant
Argentine precedent quickly entered into practice. The process is astonishing
if one considers the complete lack of institutional and constitutional
rights until the 1850s, and is worthy of analysis by the many countries
that find themselves needing to establish constitutional government after
long periods of chaos or dictatorship.
One of the lessons to be learned is that copying a foreign constitution
can work. Moreover, in the Argentine case, one of the reasons why it worked
was precisely because it was a copy. As far back as Hegel, many scholars
have worked from the premise that a constitution cannot be copied, but
must develop from established foundations in each society. For example,
Atilio Bor¢n, a leading Argentine sociologist, begins examining Latin
America's modern constitutional failure by quoting Hegel's argument that
"[a] constitution is not [just something] manufactured; it is the
work of centuries, . . . the consciousness of rationality so far as that
consciousness is developed in a particular nation."14
According to Bor¢n and many others, Latin American societies were
unprepared for liberal constitutional models at the time of independence.15
Latin America, with a colonial history of Hispanic authoritarianism, huge
landholdings and little self-government, lacked the traditions needed to
support constitutions based on liberal values, and as a consequence, the
new constitutions lacked the necessary psychological acceptance.16
By contrast, the United States, with a tradition of colonial self-government
and of protecting fundamental rights, was well prepared to establish its
own liberal constitution.17
Hegel, moreover, goes beyond insisting merely that constitutions cannot
be copied. For Hegel, constitutions cannot even act as a source of significant
change, but rather must reflect the state of the people they govern. "[T]he
constitution of any given nation depends in general on the character and
development of its self-consciousness. In its self-consciousness its subjective
freedom is rooted and so, therefore, is the actuality of its constitution."18
On this view, copied constitutions must fail, because no constitution can
exceed what members of society are prepared to accept in terms of the internalized
values of society. The longing of isolated individuals for a better constitution
is not enough.19
The constitution itself must enjoy what this Article describes as a talismanic
status.
[I]t is absolutely essential that the constitution should not be regarded
as something made, even though it has come into being in time. It must
be treated rather as something simply existent in and by itself, as divine
therefore, and constant, and so as exalted above the sphere of things that
are made.20
A copied constitution hardly would seem "divine," "constant,"
and "exalted."
In the Argentine case, however, not only is Hegel's premise proved
wrong, but it is possible to go a step further and argue that the country's
Constitution acquired extra effectiveness precisely because of its foreign
origin. For much of the Argentine elite, the recognized success of the
U.S. Constitution gave that Constitution a talismanic authority which the
drafters of Argentina's Constitution of 1853/1860 took advantage of. Talismanic
authority is defined here as authority based on the presumed extraordinary
effects of an object or document-authority stemming not from rational acceptance
of a document because it has been agreed upon, but from a sense that, if
the document is followed, problems almost miraculously will be overcome.
The invocation of the talismanic authority of the U.S. Constitution in
Argentine political debate augmented the authority of both the drafters
and interpreters of the Argentine Constitution during its early years.
At times invocation of U.S. practice became exaggerated. Decisions of the
Argentine Supreme Court exist that can be explained only as a desire to
copy U.S. practice.21
However, in the setting of a political system with few widely accepted
sources of authority and few entrenched political rules, sometimes the
perfect rule is less important than having a less-than-perfect one that
enjoys undisputed authority.
In calling for a constitution that seems "divine," Hegel
expresses a valid concern that a constitution possess an undisputed source
of authority. Hegel falls short by failing to recognize that in addition
to a sense of law springing from deep traditions, a variety of sources
of authority are accepted by societies as legitimate. A century later,
Max Weber's sociology of law offers the first attempt to systematize different
types of authority.22
Although Weber analyzes law primarily in the context of what he calls
"rational" grounds of legitimate domination, meaning government
that rests "on a belief in the legality of enacted rules and the right
of those elevated to authority under such rules to issue commands,"23
he also describes two other types of legitimate domination-"traditional"
domination and "charismatic" domination.24
Under traditional grounds of domination, authority rests on "an established
belief in the sanctity of immemorial traditions and the legitimacy of those
exercising authority under them."25
Under "charismatic" grounds of domination, authority rests on
acceptance of the exceptional sanctity, heroism, or exemplary character
of a particular person and corresponding acceptance of the decisions and
laws established by that person.26
The individual exercising charismatic authority enjoys the ability to exercise
authority outside the limits of formal legal rules and of tradition and
to personally set, ignore, or rewrite any rules governing his authority
and that of others. Weber also notes that none of the three types of domination-rational,
traditional, or charismatic-is usually found in "pure" form.27
Although one form of authority may predominate, societies often exhibit
all three types of authority.28
However, even Weber's description of traditional, rational and charismatic
authority, although useful in analyzing nineteenth century Argentina, fails
to capture the full phenomenon. As Hegel recognizes, constitutions do not
work merely on the basis of rational authority, particularly in countries
emerging from a long period of political disorder and lacking a tradition
of respect for rational authority.29
Similarly, traditional authority counted for little in nineteenth century
Argentine politics as, having broken with the Spanish Crown, Argentina
faced the problem of a lack of autochthonous political tradition. Moreover,
charismatic authority, represented by audacious military figures leading
bands of gauchos, was exactly the type of authority nineteenth century
Argentina was trying to abandon. The lack or limited availability of traditional,
rational, and charismatic authority as the basis for constructing a constitutional
system was precisely what led Argentina's political elite to turn to U.S.
practice and to raise it as an icon, a talisman.
Given its chaotic past, Argentina had little choice but to adopt an
aspirational constitution in seeking to create entirely new governmental
institutions and to establish hitherto unprotected individual liberties.
The U.S. Constitution was an important model from the beginning of the
process that established the Constitution of 1853, and interestingly, the
U.S. influence increased, not decreased, during the following three decades.
Although Juan Bautista Alberdi, the most important intellectual figure
behind the Constitution of 1853, sought to emulate the United States in
general terms, he did not believe in blind imitation. In developing its
Constitution in 1853 and 1860, Argentina generally adopted only the U.S.
practices that it thought convenient. By the 1880s, however, one can point
to examples of U.S. practice being followed even when it made little sense
in the Argentine context. The tendency toward greater invocation of the
U.S. Constitution as authority would suggest that the U.S. Constitution
worked as a unifying force. Invocation of the U.S. Constitution and practice
began to lessen only toward the turn of the century, by which time Argentina's
political institutions were sufficiently well-entrenched so that the U.S.
Constitution no longer was necessary as a talisman.
Most of this Article tells the story of nineteenth century Argentine
constitutionalism and will follow a roughly chronological approach. Part
I focuses on the backward nature of Argentine government prior to the 1853/1860
Constitution-an unstable, authoritarian government that was antithetical
to the "liberal" model subsequently adopted.30
Part II examines the Alberdian vision, a vision of the future of Argentina
inspired by the rapid growth of California once it became part of the United
States in 1848. The vision expounded by Juan Bautista Alberdi in 1852 became
the guiding political philosophy of the Argentine political elite. Part
III examines the history and politics behind Argentina's Constitutional
Conventions of 1853 and 1860, how the constitutional structure made use
of the U.S. Constitution, and how the Argentine elite became increasingly
exaggerated in its invocation of U.S. constitutional practice. Part IV
considers whether the Constitution provided effective rules and will distinguish
those rules that actually became part of Argentine practice from those
that did not. Part V offers examples of the importance of U.S. practice
in interpreting the Argentine Constitution, detailing when rational interpretation
of the document sometimes took a back seat to U.S. practice even when it
offered no political advantages to the decisionmaker. From this analysis,
it can be observed that the Argentine elite, and particularly its courts,
took the U.S. model so seriously that they would overrule reasonable interpretations
of the Argentine Constitution solely because the precedent involved was
contrary to their increasing understanding of U.S. practice. Moreover,
although the significance of U.S. practice began to decline in the late
1890s, the Court relied heavily on contemporary U.S. practice on critical
occasions in the 1920s and 1930s when changes to long-established readings
of the Argentine Constitution were necessary. Changes in U.S. practice
gave the Court a basis for re-interpreting Argentine law. Finally, this
Article concludes that not only can foreign models provide constitution
writers and interpreters with practical suggestions, but, that under the
right conditions, foreign models may offer authority that otherwise would
be lacking. The analysis of the origins of the Argentine Constitution and
early practice will be quite extensive, but it is only by examining those
origins that one can begin to appreciate the extent of the Argentine elite's
leap of faith.
Two important asides are necessary before delving into Argentine history.
First, it must be understood that the relative success of a constitutional
system can be measured in a variety of ways. For example, nineteenth century
Argentine constitutionalism was a failure if analyzed in terms of social
and economic equality, the democratic nature of its elections, or the implementation
of all aspects of its written text. It was an enormous success, however,
in terms of what its designers wished to accomplish-to encourage immigration
and to stimulate economic growth. It also was successful in establishing
a system of mutual security under which the political opposition, even
in the absence of democratic elections, knew that it would suffer only
limited oppression, and where the parties in power knew that even if the
opposition came to power, it would not do them serious harm.31
In recognition that not all parts of Argentina's written Constitution were
equally effective-or, as will be seen, were intended to achieve equal effectiveness-rather
than discuss rights, liberties, and restraints on government power in terms
of constitutional rights and limitation, this Article will instead often
use the term "rules of mutual security." Argentine constitutionalism
successfully established rules of mutual security that gave both those
in government and in opposition the sense that certain rules limited government
repression. Full compliance with the Constitution is a different matter.
Second, although this Article will focus on U.S. constitutional practice
as a source of authority, it was not the only source of authority. Rational
authority, invoking the text of the Constitution and the intent of its
Framers' was always important. Likewise, past practices that were not in
conflict with the Constitution inevitably continued to enjoy authority
as the way that things had always been done. What makes the Argentine case
fascinating, however, is that for several decades the authority derived
from its foreign talisman was equally if not more important than both rationalism
and tradition.
I. ARGENTINE LAW AND GOVERNMENT PRIOR TO 1853
In 1850, while exiled in Chile, future Argentine President Domingo F.
Sarmiento lamented:
North America separated from England without renouncing the history
of its liberties, its juries, its parliaments and its letters. We, the
day after the revolution, had to turn our eyes to all parts searching for
something to fill the vacuum inevitably left by the destroyed inquisition,
the absolute power defeated, religious exclusiveness flattened.32
Little in Argentine colonial history, or in the decades following independence
in 1810, indicated that Argentina would find itself poised in 1853 to adopt
much of the U.S. constitutional model successfully. During the colonial
period, governmental structures left Argentina unprepared for independence,
let alone for a liberal system of government. In the decades prior to 1853,
civil war and dictatorship left Argentina even further afield from the
U.S. model. Although the philosophy of the European Enlightenment found
followers among a small sector of the colonial elite, its impact was theoretical,
not institutional. An examination of the legal institutions that governed
Argentina during its colonial period and from independence through 1852,
reveals that the protection of individual liberties and the appearance
of judicial review in the 1853/1860 Constitution are surprising innovations,
not products of Argentine political tradition.
Unlike the British colonies of North America, the Spanish colonies
in Central and South America received almost no experience in self-government
during their colonial period. Apart from its desire to convert and offer
limited protection to the local native populations, Crown policy in the
Americas was designed to maximize government revenues, particularly from
gold and silver mining,33
and hence sought to maximize its control over sources of income.34
The Crown therefore virtually always appointed Spaniards born in Spain
to be viceroys, and assigned peninsular Spaniards to most lower offices.35
To deter its officials from developing local attachments, the Crown did
not even permit senior officials or their children to marry in the colonies
without its consent.36
When it did grant permission, the officials often were transferred to another
territory.37
The concept of separation of powers did not exist in colonial Spanish
America; rather, the system emphasized multiple functions.38
Checks on viceroys and governors existed, but from other organs that also
exercised multiple functions.39
Officials who exercised executive functions were subject to the residencia,
an inspection by an examiner named by the viceroy or the Council for the
Indies (the senior body advising the King on colonial affairs). The residencia
was conducted at the conclusion of the official's term in office, although
special investigations often were ordered during an official's term.40
Further, because all officials acted in the service of the King, abuses
by one official could be reported by another to the King or to the Council
for the Indies.41
At that time, the closest thing to a judicial body was the audiencia.
This board was presided over by the viceroy or governor and heard appeals
in a variety of cases. As time went on, the audencia's powers increasingly
were restricted to judicial functions, although it retained important non-judicial
functions.42
Its members acted as advisors to the viceroy or governor, approved emergency
spending by the viceroy or governor, played a role in the appointment of
lower government officials, and took over the viceroy's functions in the
event of his absence.43
The system contained nothing remotely similar to judicial review. Because
the Crown possessed absolute authority and colonial officials were merely
agents of the Crown, there was no need for judicial review or for the concept
of division of powers-controls existed only to prevent abuse of the King's
authority.44
In 1777, Spain created the Viceroyalty of the River Plate and designated
Buenos Aires as the capital. Until the 1770s, Buenos Aires had been a minor
military garrison and a center for illegal smuggling with the Portuguese
and the British.45
But the creation of the viceroyalty, which included all of modern day Argentina,
Bolivia, Paraguay, and Uruguay, as well as part of Chile, dramatically
changed its status.46
Buenos Aires became the viceroyalty's sole legal center for trade with
Spain, and when wars cut-off supplies from Spain, a center for trade with
foreigners as well.47
As a consequence, the city's population grew from 20,000 in 1766 to 42,000
in 1810.48 During
this period, the interior cities of northern Argentina also thrived, both
as sources of supplies for silver mining activities in Potos¡ (in
present day Bolivia) and as stops along the trading routes to Potos¡.49
However, the Argentine independence movement did not result from local
economic and political development, but from external forces. Independence
would have lagged for many years were it not for the turmoil that enveloped
Spain during the Napoleonic Wars.50
In 1808, Napoleon held the Spanish monarch, Ferdinand VII, prisoner in
France, placed his brother, Joseph Bonaparte, on the Spanish throne, and
then invaded Spain to maintain his brother in power. Consequently, Argentina's
elite, like elites across Latin America, was forced to choose among allegiance
to a new French ruler, allegiance to the Spanish Resistance, or independence,
with independence offering the lure of free trade with Great Britain.51
On May 25, 1810, prompted by the Spanish Resistance's loss of Seville to
French forces, the Buenos Aires creole elite overthrew the viceroy, whom
the Spanish Resistance had appointed the previous year, and established
an independent government that claimed to rule in the name of Ferdinand
VII.52 By 1816,
the pro-independence forces had solidified their position sufficiently
to declare independence in spite of Ferdinand VII's return to the Spanish
throne.53
Independence resulted in war and chaos. Spanish America's wars for
independence from Spain lasted much longer than the United States' war
for independence from Great Britain. The wars lasted from 1808 to 1824,
and not only caused tremendous destruction, but also dislocated all previous
political and trading arrangements.54
Buenos Aires lost the hegemony it had enjoyed as the capital of the viceroyalty.55
The City of Buenos Aires was too small and too distant to maintain effective
authority over the Argentine interior, let alone over Bolivia, Paraguay,
and Uruguay, all of which soon broke away. Argentina, with an area approximately
the size of the United States east of the Mississippi, had a population
of only 500,000 in 181656
and had no political group that could generate a military force large enough
to control the entire expanse. Local caudillos-ranch owners who
formed mounted militia with their own peons and those of allied or client
ranch owners-seized power in the interior and acted as warlords over as
much territory as their militia could control.57
Civil war plagued Argentina starting well before Bolivar's final victory
over Spanish forces in Per£ in 1824. In general terms, the battles
were between federalists-rural caudillos who wished to maintain
their autonomy-and unitarians-members of the professional and commercial
class in Buenos Aires who sought a centralized system of government with
themselves in charge.58
The 1820s were marked by nearly continuous warfare until a federalist,
General Juan Manuel de Rosas, established a dictatorship over the City
and Province of Buenos Aires.59
The reign of General Rosas constituted the ultimate submission of Buenos
Aires to caudillo government. He believed in order through authority
and fear, and openly despised the liberal values that some of his unitarian
opponents espoused.60
When Rosas assumed the governorship of Buenos Aires in 1829, he did so
on the condition that the provincial legislature formally grant him "the
entire sum of public power."61
In 1832, when the legislature hesitated at renewing such sweeping authority,
he resigned rather than rule subject to any legal controls.62
He assumed the governorship again in 1835 only after he had sufficient
political control over the legislature to receive a new grant of absolute
power.63 The
Decree of March 7, 1835 which appointed him announced:
Brigadier General Rosas is appointed Governor and Captain-General of
the Province for the term of five years. The entire sum of public power
is deposited in his hands, without further restrictions than the following:
1. He shall defend and protect the holy Catholic religion.
2. He shall sustain and defend the national cause of federation as
proclaimed by all the people of the Republic.
3. This extraordinary power shall continue for such time as the Governor-elect
shall judge to be necessary.
4. He is to appear on the 11th and swear to exercise faithfully the
power entrusted to him, in the way that he believes most suitable for the
well-being of the province and the Republic in general.64
Rosas' power exceeded that of the most absolutist Spanish mon-archs
of the colonial period, and he used it to the fullest. Rosas legislated
by decree and decided many judicial cases himself. His justices of the
peace, who generally were restricted to handling minor matters, also were
his political agents in their districts.65
Starting in 1831, Rosas ordered the justices of the peace to create lists
recording the names of opposition members along with the property they
owned in their respective districts.66
Property confiscations grew to the point that land became worthless, because
no landowner, unless a friend of Rosas, had security of tenure.67
Moreover, friends of Rosas had little need for the market, as they usually
could acquire land through confiscations, sales under pressure, or grants
of newly opened territories along the Indian frontier.68
Rosas pronounced 2000 confiscations during his tenure, including 500 estancias
and approximately one million head of cattle.69
He eliminated all opposition press early in his regime,70
and his terror squad, known as the Mazorca,71
openly brandished long knives that were used to cut the throats of adversaries,
frequently killing them in public and leaving their bodies in the street.72
The bloodshed diminished in the later years of the regime, as all opposition
had been killed or had fled, and the lessons of earlier years made discipline
easy to maintain.73
Nevertheless, even in those more subdued times, John Pendleton, the newly-arrived
Charg‚ d' Affaires from the United States, began his first Despatch to
the Secretary of State on September 22, 1851, with this harsh indictment:
The government of Buenos Aires and of those states originally forming
the Argentine Confederation-and not now in open rebellion against them,
is I suppose the most simple and rigorous despotism in the entire world.
. . .
[Rosas] unites in his own person all the powers of the state-makes
the laws-executes them, controls in every possible respect the whole subject
of the finances and currency . . . settles disputes as he pleases . . .
causes to be shot any citizen of that State at his pleasure-and such is
the terror of his system that no subject dare ever speak of it, much less
complain.74
When Rosas was forced from power in February 1852, it was not due to
internal dissent. Indeed, he maintained substantial support within the
lower classes until the very end.75
Known as a figure who governed and raised armies based on the strength
of his character, his toughness made him a popular figure among the rural
poor.76 Most
of his terror tactics were not aimed at the rural poor, but instead focused
on keeping the commercial and professional elite in line.77
Rosas' defeat came at the hands of General Justo Jos‚ de Urquiza, the
caudillo of the Entre Rios province, who led a combination of forces
from the provinces of Entre R¡os, Santa F‚, and Corrientes, with
support from Uruguay, Brazil, and a contingent of unitarian exiles.78
Urquiza, a rich estanciero and longtime federalist, apparently was
provoked in part by Rosas' decision in 1848 to close the River Plate system
to upriver foreign traffic.79
But he also justified his attack on Rosas, arguing that the time had come
to give Argentina its first real national constitution.80
Until this time, Argentina had never had a successful experience with
liberal governmental institutions even with a national government. Colonial
rule, existing primarily to siphon wealth to Spain and offering no self-government,
at least had offered stability and administrative recourse against capricious
conduct by colonial officials.81
The previous four decades had provided only wars with Spain and Brazil,
civil wars, and dictatorship. A National Constitution, sanctioned in December
1826, by a unitarian-dominated Congress, had provided for a powerful central
government and a system of division of powers based on the U.S. Constitution,82
but that Constitution was rejected almost immediately by most of the provinces.83
An earlier unitarian Constitution drafted in 1819 never went into effect
because of a federalist invasion of Buenos Aires.84
Other provisional organic statutes and regulations, passed by congresses
acting both as constitutional assemblies and as ordinary legislative bodies,
never lasted more than two or three years.85
Some zeal for reform certainly existed during the first years after independence,86
with prohibition of slavery,87
elimination of prior censorship of the press,88
some protection against arbitrary searches and criminal prosecutions,89
and the beginning of a sense of the need to limit executive power.90
But the reformers' political dominance was limited to very short stretches
of time.
The situation of the judiciary was particularly bleak. During the period
of predominantly unitarian control of Buenos Aires immediately following
independence, a court of appeals took over the judicial functions of the
audiencia, including, in some periods, the critical areas of customs
disputes and other tax matters.91
In most provinces between 1810 and 1852, as in Buenos Aires under Rosas,
what justice existed was exercised personally by the local caudillo.92
II. THE ALBERDIAN VISION
The Argentine Constitution of 1853/1860 emerged from the intellectual
vision of a small group of Argentine thinkers who lived in exile during
Rosas' reign and were inspired by the model of the United States. Unlike
the U.S. Constitution, which enshrined governmental institutions that already
had strong roots, the Argentine Constitution was a forward-looking vision
of what its drafters wished Argentina to become. Juan Bautista Alberdi
and Domingo Faustino Sarmiento, the two leaders of the group, had important
academic and political differences, although both shared a basic constitutional
vision consisting of free immigration, economic growth, and the full protection
of the individual liberties necessary to encourage immigration and investment.
The vision did not, however, include political rights, and regarded federalism-the
burning political issue of the post-independence period-as a necessary
evil that could be omitted from the model if it were possible politically.93
Alberdi (1810-1884) and Sarmiento (1811-1888) often have been associated
with a literary circle formed in Buenos Aires in 1837, referred to as the
Generation of '37, although Sarmiento lived in the province of San Juan
in 1837 and participated only vicariously. The literary circle, led by
poet Esteban Echeverr¡a, sought inspiration in European and U.S.
culture and believed that through the power of their ideas a small intellectual
elite could transform the country.94
The circle did not last very long with Rosas in power. Organized in May
1837, the circle met for conversation in a Buenos Aires bookstore. Starting
in November 1937, the group published a literary magazine which although
it prudently lauded Rosas and his policies, was shut down anyway in April
1838. Most of the circle left the country shortly thereafter. Alberdi and
Sarmiento, as well as most group members, wrote the bulk of their work
while in exile. In 1852, Alberdi provided the single most important statement
of the Generation of '37's political vision in Bases y puntos de partida
para la organizaci¢n pol¡tica de la Rep£blica Argentina
(Bases and Points of Departure for the Political Organization of the Argentine
Republic),95
probably the most politically influential book in Argentine history. His
vision was fundamental at the Constitutional Convention of 1853, and was
essentially realized in the following years.
Alberdi published Bases in Chile in May 1852,96
and immediately sent a copy to General Urquiza,97
the key figure for making any constitutional innovation a reality. Bases
examined what Alberdi perceived to be the fundamental ills besetting Argentine
society, offered a manifesto of fundamental constitutional principles to
cure them, and in the second edition published later that year, included
a draft constitution in an appendix. Urquiza responded to Bases
enthusiastically in a public letter98
and immediately ordered the printing of an edition in Argentina.99
Sarmiento called it a "monument," "our banner, our symbol"
and forecast that "it will become the Argentine decalogue."100
Bases argued that an Argentine constitution should not be limited
to a legal framework incorporating the status quo because the status quo
in Spanish America was a failure.101
"[F]or these republics of one day, the future is everything, the present,
hardly anything."102
Thus Alberdi's constitution unavoidably was a project to remake the country.
"There are constitutions of transition and creation, and definitive
constitutions which conserve. The [constitutions] which America asks for
today are of the first type; they are for exceptional times."103
Alberdi's goal was prosperity,104
and he argued that to realize the goal, a constitution must seek to "organize
and establish the great practical measures to take emancipated America
out of the dark and subordinate state in which it finds itself."105
Alberdi offered a straightforward program. With only one million inhabitants,
Argentina was an empty, under-utilized expanse with little agriculture,
no railroads, and no vibrant cities except for Buenos Aires.106
Facilitating progress required encouraging European immigration to fill
the empty expanses and improve the cultural level of the country, permitting
free commerce, and attracting the investment needed to build railroads
and establish industry.107
He argued that immigrants could be attracted to Argentina by offering
them ample individual liberty. The rights conferred on immigrants would
include: tolerance of their religious practices,108
legislation allowing marriage of persons of different religions,109
freedom of movement within Argentina,110
equal rights in private law matters,111
access to the lower ranks of public employment,112
the right to property,113
freedom to work and engage in industry,114
freedom of commerce,115
easy transfer of property,116
and an efficient judicial system to provide redress.117
The model for this program was the State of California, which in the few
years since it had been seized by the United States from Mexico had achieved
spectacular growth through the opportunities it offered to newcomers-opportunities
unavailable under Mexican rule.118
In the draft constitution included as an appendix to Bases, Alberdi
afforded both citizens and foreigners essentially the same rights as those
of the U.S. Bill of Rights, but with a greater emphasis on economic liberties
than in the U.S. Constitution.119
Alberdi further extended his argument for protection of civil liberties
to encourage growth in Sistema econ¢mico y rent¡stico de
la Confederaci¢n Argentina seg£n su Constituci¢n de 1853
(Economic and Tax System of the Argentine Confederation under the Constitution
of 1853),120
published two years after Bases. In Sistema econ¢mico,
all individual liberties in the 1853 Constitution were described in terms
of the contribution they make to economic growth. For example, Alberdi
argued that a free press is required because the press itself is a type
of industry, because it improves productive techniques by spreading knowledge,
and because it acts as a watchdog "to denounce and combat . . . the
errors and abuses which hinder industry."121
Personal security is required because without it there can be no confidence
in the promises made by a merchant who might be attacked at any time and
thrown into prison, no agricultural production or mining if workers might
suddenly be pressed into army service, and no confidential business dealings
if private correspondence might be opened.122
In the political economy of Alberdi's Constitution, individual liberties
were a means for achieving economic prosperity, the essential mission of
the Constitution,123
rather than ends in themselves.124
At their heart, both Bases and Sistema econ¢mico
are adaptations of liberal, laissez faire capitalism to an empty land populated
largely by Indians and gauchos too uncouth (or perhaps too free-spirited?)
to form a stable workforce. Significantly, the vision did not include free
suffrage or a widening of the ranks of those wielding political power.125
In Bases, Alberdi argued that "[i]t is utopian, it is a dream
and pure falsity to think that our hispanic-american race as formed by
the hands of our dreadful colonial past can today realize a representative
republic" when in the entire world only the United States and the
Swiss cantons have succeeded in doing so.126
In Sistema econ¢mico, Alberdi carefully distinguished "economic
liberty," which all are capable of exercising, from "political
liberty," which "requires education, if not science" and
affects the future of others, not just oneself.127
"I do not participate in that fanaticism, inexperienced when not hypocritical,
which asks for abundant political liberties for peoples who only know how
to employ them to create their own tyrants."128
He sought only the individual liberties necessary for "those endeavoring
to populate, enrich and civilize these countries, not the political liberties,
an instrument of agitation and ambition in our hands, never longed for
or useful to the foreigner, who comes to us seeking well-being, family,
dignity and peace."129
Alberdi's approach toward political rights is central to understanding
the rules of mutual security that actually were established in the Argentine
Constitution, because as will be seen, political rights, although formally
part of the Constitution of 1853/1860, were not operative as rules of mutual
security until at least 1912.130
Like Alberdi in Bases, Sarmiento also wrote a book in the early
1850's directed in part toward General Urquiza and his aspiration to offer
the country a constitution.131
Titled Argir¢polis, some aspects of this book are spur of the
moment fantasy from a writer who writes provocatively but leaves loose
ends. Thus, his proposal to move Argentina's capital to Mart¡n Garc¡a,
a deserted island in the middle of the River Plate, safely can be ignored132-as
it was by Sarmiento himself in his later work. Like Alberdi two years later,
however, Sarmiento argued that Argentina must imitate the progress of the
United States,133
and particularly of California,134
to become the United States of South America.135
He argued that Argentina needed a national government "which proposes
as its sole objective to devote itself to populating the country and creating
riches."136
Argentina's present population would need five hundred years to fill up
its empty spaces through reproduction and would only fill them with more
of the same-people lacking in knowledge and industry.137
The European immigrant would bring his arts and sciences with him.138
Commerce needed to be freed by eliminating internal tariff barriers139
and by opening the interior to international trade.140
Foreign capital could be attracted to build canals and railroads if Argentina
became a more stable environment, thereby limiting the risks capital would
face.141 Sarmiento
did not discuss individual liberties in depth in Argir¢polis,
but he clearly intended that they be part of any future constitution.142
In later work he would describe liberty as a type of "capital,"
arguing that it was through the liberty offered to their citizens that
the great economic powers achieved their success.143
Sarmiento also shared Alberdi's preference for government by men of
reason and not by Argentina's uneducated populace.144
In newspaper articles written in the 1840s, he advocated "democracy
by national intelligence and not by national will."145
In fact, in a later work he argued that the Constitution did not exist
for the Argentine masses, because they were not prepared to understand
a liberal constitution.146
The bulk of the population only needed to deal with ordinary civil and
criminal matters, the judges who decide their cases, and the police.147
"It is the educated classes that need a Constitution which assures
freedom of action and thought, the press, public speech, and property,"
because unlike the masses of the population, these classes can "understand
the rules of the institutions which they adopt."148
Alberdi and Sarmiento's vision of federalism is harder to establish,
but both were frustrated unitarians at heart. Alberdi opted for a federal
system based on the U.S. Constitution,149
but only because geographical distances were too great150
and local bases of power too strong to allow a unitary system of government.151
Alberdi also insisted that historically "unity is not the point of
departure, [but] it is the final achievement of governments."152
The unitarians, who failed in their 1826 attempt to establish a unitary
system of government, did not present "a bad principle, but a principle
impractical in the country in the period and manner that they desired."153
In Alberdi's view, they were not wrong, just too precocious.154
Further, Alberdi would have been a Hamiltonian in the United States. He
expected the nation to embark on great projects, and in his draft constitution
indicated that Congress shall:
Provide for the prosperity, defense and security of the country; for
the advancement and well-being of the Provinces, stimulating the progress
of education and industry, immigration, the construction of railroads and
navigable canals, the colonization of empty lands and those inhabited by
Indians, the establishment of new industries, the importation of foreign
capital, [and] the exploration of navigable rivers, through laws directed
towards these ends and through the concession of temporary privileges and
enticements for progress.155
Alberdi does not desire to limit the powers of the federal government
merely to temporarily permit a structure allowing provincial government.156
In Argir¢polis, Sarmiento is less precise but little different.
A federal system is necessary not because of its merits, but because the
unitarians have failed politically.157
Sarmiento called for Argentina to copy U.S. federalism,158
but never suggested that any limits be placed on the federal government's
powers and called for the federal government to contribute to the country's
growth.159
He certainly did not place much faith in the administrative capacity of
the provinces. In other writings, he argued that most provinces in the
interior of the country were too backward even to administer their own
judicial systems.160
Like Alberdi, he saw federalism as a political necessity given the provinces'
aversion toward Buenos Aires. Although he appreciated the success of federalism
in the United States, his basic political tendencies were unitarian and
his conduct, once he began to hold posts in the federal government, was
consistently unitarian.161
III. THE GENESIS OF THE ARGENTINE CONSTITUTION OF 1853/1860
In 1852, General Urquiza commanded an army of 30,000 men, the largest
army hitherto assembled in Argentina.162
He saw the establishment of a national constitution as his fundamental
task, but it took ten years to establish the national unity necessary to
make the constitution a national reality. Two features would mark the process.
First, Buenos Aires would move from occupation by Urquiza's army following
the defeat of Rosas in 1852 to control of the national government in 1861.
This change would set back the cause of federalism permanently. Second,
although the Argentine Constitution increasingly would come to look like
that of the United States, the effective rules of mutual security would
become those of Alberdi's vision: ample individual liberties, but only
limited federalism and little protection of political rights.
A. The Agreement of San Nicol s and the Constitutional
Convention of 1853
In September 1852, only seven months after defeating Rosas, General
Urquiza lost control of the Province of Buenos Aires. Many of the exiled
unitarians who had accompanied him rejected him after his victory for having
once been Rosas' lieutenant, accusing him of being too similar to the federalist
caudillo he replaced.163
Sarmiento was perhaps the most vociferous in his condemnation.164
Some of Urquiza's actions showed a certain sympathy towards Rosas. When
Urquiza's army entered the city, he limited executions to a handful of
high ranking officers and a regiment that revolted.165
Urquiza refused to confiscate Rosas' property,166
and with the help of the British Ambassador, Rosas himself escaped to Britain
aboard a British naval vessel.167
Further, in a move with enormous symbolic importance, Urquiza encouraged
the population to wear a scarlet ribbon-the traditional symbol of Argentine
federalism-emphasizing that despite opposing Rosas, he remained a federalist.168
At the core of the liberal exiles' objections, however, was the concern
that Urquiza represented caudillos from the interior provinces who
sought to retain their own power as a condition of national unity, whereas
they wished to control the nation themselves from Buenos Aires.169
Further, and of concern not so much to the former exiles as to Buenos Aires'
estancieros and trading interests, Urquiza actively sought a national
constitution that would federalize the City of Buenos Aires as the nation's
capital and would place its customs revenues in the hands of the national
government.170
In May 1852, Urquiza met with some of the leading political figures
of the Province to test their reaction to his plan to federalize the City
of Buenos Aires, a test balloon that met strong resistance.171
In June of that same year, he held a summit with governors and representatives
from all the provinces that resulted in the Agreement of San Nicol s.172
This Agreement had two important aspects. First, it established Urquiza
with the title of Provisional Director of the Argentine Confederation.
Although the provinces previously had designated him as responsible for
handling the nation's foreign affairs, as the temporary national Executive
he was now granted the authority to quash any disorder.173
Second, and more important, it provided for a Constitutional Convention
that would draft a Constitution without any subsequent ratification by
the provinces,174
with decisions at the Convention made by majority vote,175
and with all provinces at the Convention receiving equal representation.176
As the largest province in the country and the one with the most to lose
from a Constitutional Convention where each province had one vote, Buenos
Aires' reaction was predictable. The treaty, which Urquiza's puppet Governor
of the Province had signed,177
was rejected vociferously by the provincial legislature and led to a successful
provincial coup by anti-Urquiza forces.178
Rather than enter into a new battle with Buenos Aires, however, Urquiza
decided to continue with the plans for the Constitutional Convention, in
the hope that Buenos Aires eventually might be coaxed into participating.179
The Convention began in November 1852, without delegates from the Province
of Buenos Aires, and in the midst of a war by proxy between Urquiza and
the Province.180
During most of the Convention, dissident rural Buenos Aires forces, with
military support from Urquiza, engaged in a failed blockade of the City
of Buenos Aires.181
The absence of the Province of Buenos Aires from the Constitutional
Convention probably had minimal impact on the product that resulted. The
1853 text conflicted with Buenos Aires' interests only in its declaration
of the City of Buenos Aires as a federal capital forming an independent
federal district182
and its nationalization of customs revenues.183
If anything, the absence of the Province of Buenos Aires motivated the
delegates to adopt a more unitarian text than otherwise, so that the Confederation
would be better able to stand up to Buenos Aires.184
Roughly two-thirds of the text used the same approach as Alberdi's draft,
and approximately two-thirds originated in the United States' Constitution-often
by way of Alberdi.185
With respect to a number of individual liberties, the 1853 Constitution
looked to France's Declaration of the Rights of Man and Citizen of 1789.186
Like the U.S. Constitution, the 1853 text provided for a federal system
of government187
with the power of the federal government divided between a President,188
a Judiciary,189
and a bicameral Congress,190
with a Senate having equal representation for each province191
and a House of Deputies having representation based proportionately on
population.192
Unlike the U.S. Constitution, there was no separation of Church and State,193
the Executive enjoyed comparatively stronger powers194
but sat for only a single consecutive six-year term,195
and the federal government possessed broader authority vis-...-vis the
states and explicit authorization to take over provincial governments in
the case of unrest.196
The 1853 Constitution's only draconian aspect was a grant of authority
to the President to declare a state of siege to suspend most constitutional
rights in the face of external attack or internal disorder, with the consent
of the Senate required if it was in session,197
and authority for the President to detain individuals who threaten public
tranquility for up to ten days while waiting for a sitting Senate to declare
a state of siege.198
The list of individual liberties protected is more extensive than that
of the U.S. Constitution and places particularly heavy emphasis on economic
rights.199
Under the framework, foreigners enjoyed equal rights200
and freedom from military service.201
Most of the delegates to the Constitutional Convention of 1853 were
liberals who shared the Alberdian vision and its admiration for the United
States. Although Sarmiento and many other liberals who recently had returned
from exile allied themselves with the interests of Buenos Aires, enough
remained loyal to Urquiza to help him develop a progressive document. Alberdi
missed the Convention, remaining in Chile as Urquiza's ambassador202
and defending Urquiza against attacks by Sarmiento in the Chilean press.203
However, the two key draftsmen at the Convention, Juan Mar¡a Gutierrez
and Jos‚ Benjam¡n Gorostiaga, were likewise indistinguishable from
the liberals allied with Buenos Aires in their political values and fascination
with the United States. Gutierrez, a novelist and critic, attended high
school with Alberdi,204
actively participated in the activities of the Generation of '37 literary
circle,205
and later traveled with Alberdi in exile in Europe.206
Gorostiaga was much younger than the members of the Generation of '37,
but certainly read English207
and was influenced heavily by U.S. constitutional practice.208
Even Urquiza himself was captivated by the United States and its history.209
He looked to George Washington as his model210
and appointed his eldest son the Ambassador to the United States.211
According to John Pendleton, the U.S. Charg‚ d' Affaires, he received privileged
treatment compared with other diplomatic representatives because of Urquiza's
eagerness to approximate the United States' model of government.212
He accompanied Urquiza to the summit of Governors at San Nicol s,213
was given the first copy of the resulting agreement,214
and later received one of the first copies of the 1853 Constitution.215
The delegates to the Constitutional Convention of 1853 clearly were
aware both that they were drafting a forward-looking document to create
a system of government that had not existed previously in Argentina and
that the United States, as a successful constitutional model, could provide
authority for their endeavor. There was surprisingly little explicit discussion
of Alberdi or his vision, given the extent to which the Drafting Committee
and Convention relied on his draft. During the debate on freedom of religion,
Guti‚rrez responded to conservative critics from an Alberdian perspective,
arguing that it would be impossible to attract foreigners without allowing
them to practice their religion.216
His opponents, alarmed by this aspect of the Alberdi draft, indicated that
the people of their provinces were distressed by Alberdi's emphasis on
religious freedom217
and that Catholic immigration could satisfy Argentina's needs.218
Other references to Alberdi are minimal.219
However, as even the above discussion of religious freedom and immigration
indicates, the delegates to the Convention understood that a plan of action
for the future was at stake, not the consolidation of an existing system.
This focus on hopes for the future surfaced most clearly in a debate generated
at the beginning of the Convention when Facundo Zuvir¡a, the President
of the Convention, asserted that it was inappropriate to draft a Constitution
with Buenos Aires still separated from the other provinces, with an uneducated
populace unprepared for liberal government, and with the country facing
constant hostilities both with Buenos Aires and within the provinces.220
Guti‚rrez, however, responded that "[t]he Constitution is the solution
for these evils: it is the best element for order because it indicates
to everyone their duties and their rights."221
If one waits, "it is like waiting for the sick patient to recover
before giving him medical treatment."222
If the people lack republican customs, then it is necessary to "enroll
them as soon as possible in the school of constitutional life."223
Another delegate then added that "the Constitution is a powerful tool
for pacifying and instructing the People,"224
and a third delegate described the need to be forward-looking as a necessary
difference between United States and Argentine constitutionalism:
Constitutions are sometimes the result and many other times the cause
of the moral order of Nations.-In England, in the United States, the Constitution
has been the result of [existing] order and good custom.-Among us, as in
many other parts, the Constitution will be the cause, she will be the instrument
which tempers our habits and which educates our Peoples.225
Zuvir¡a's proposal for delay did not receive significant support.226
In 1853, the invocation of the United States as authority was not nearly
as pronounced as it would become in 1860, but it certainly was apparent.
Thus, Gorostiaga introduced the Drafting Committee's draft to the Convention
indicating that it was "cast in the mold of the Constitution of the
United States, the only model of a true federation which exists in the
world,"227
and Guti‚rrez repeated Gorostiaga's statement almost verbatim later in
the same session.228
Once the Convention had approved the constitutional text, even Zuvir¡a,
who had earlier insisted that the time was not yet ripe for a constitution,
remarked that Argentine federalism "would be well understood if understood
as that of the United States of the North, the only model of a federation
which exists in the civilized world."229
Gorostiaga also cited U.S. practice on the critical issue of import and
export duties, to justify these being placed in the hands of the federal
government,230
and on two occasions delegates felt it necessary to explain variations
between their proposals and the U.S. Constitution, because of specific
differences in local conditions.231
The number of references to the U.S. Constitution during the Convention
of 1853 is insufficient to prove that it had a talismanic function, but
the references constitute an important trend that would become marked in
1860.232
The Convention approved the new Constitution on May 1, 1853, and its
approval ushered in both a new rivalry between Buenos Aires and the Confederation
and a unique debate between Alberdi and Sarmiento regarding the nature
of the Argentine Constitution.
B. Alberdi (and the Confederation) Versus Sarmiento (and Buenos Aires)
The Alberdi-Sarmiento constitutional debate, as opposed to mere scrapping
over whether Urquiza was fit to govern the country, began when Sarmiento
published Comentarios de la Constituci¢n de la Confederaci¢n
Argentina (Commentaries on the Constitution of the Argentine Confederation)
in September 1853.233
Although Comentarios displays Sarmiento's partisanship for the Province
of Buenos Aires against the Confederation, it is less partisan than most
of Sarmiento's writing. Sarmiento begins by congratulating the delegates
at the Constitutional Convention of 1853 for their wise decision to follow
the model of the U.S. Constitution,234
a surprising start, because he admits he boycotted the Convention due to
his differences with Urquiza.235
Sarmiento's thesis is that the Argentine Constitution must be interpreted
precisely in accordance with U.S. constitutional law.236
To show how this should be done, he offers extensive citations to The
Federalist,237
to Joseph Story's Commentary on the Constitution of the United States,238
and to other works. Although Comentarios is not one of Sarmiento's
most cited works, the book has the virtue of foreshadowing the approaches
that the Argentine Supreme Court would come to take once it was established
in 1863.
Comentarios can be read in two ways, and each echos later in
the Argentine Supreme Court's style. One way to read Comentarios
is as an excessively rational work. Noting the identical content of the
preambles of the U.S. and Argentine Constitutions, Sarmiento argues that
"it would be monstrous, if not to say ridiculous, to pretend that
the same ideas, expressed with the same words, for the same ends, might
produce different results in our Constitution or have a different meaning."239
Having appreciated the success of the United States, it was the intention
of the legislators to assure the same results.240
Further, because the Constitutional Convention adopted a text based on
that of the U.S. Constitution, he argues:
North American constitutional law, the doctrine of its statesmen, the
declarations of its tribunals, the constant practice in analogous or identical
points, are authority in the Argentine Republic, can be alleged in litigation,
. . . and adopted as genuine interpretation of our own Constitution. The
[Constitutional] Congress wanted the young Federation, inexpert in the
practice of the form of government which it embraced, not to launch itself
on a new path blindly and without a guide, and therefore gave it all the
science and all the practice of the only federation which exists.241
Just as a judge often will look to legislative intent for assistance
in interpreting the law, anyone interpreting the Argentine Constitution
may look to the United States, because the intent upon adopting a Constitution
modeled after that of the United States was to copy its constitutional
system in all relevant detail.242
"North American commentary becomes Argentine commentary; North American
practice, Argentine rules, and the decisions of its federal tribunals become
antecedents and norms for our own."243
The interpreter is not expected to focus on Argentine reality, but to trust
U.S. law to construct a new Argentine reality. One must understand every
sentence, every period of the U.S. Constitution because it forms an interrelated
whole.244 Sarmiento's
approach is entirely consistent with an excessively rational approach toward
law, that views law as independent of society and able to operate to shape
behavior regardless of the situation of the society in which it operates.
Law shapes society, society does not shape law.
A second way to view Comentarios, which is probably much closer
to Sarmiento's mind-set, is that it turns to the U.S. Constitution and
its interpreters because of their talismanic authority. It is obviously
a big stretch for Sarmiento to assert that because the Argentine Constitution's
Preamble tracks the language of that of the United States-"to form
a more perfect Union, establish Justice, insure domestic Tranquility"245
etc.-it also adopts all of U.S. constitutional practice. Although Sarmiento
leaves room for variation from U.S. practice when the Argentine Constitution
specifically provides otherwise,246
U.S. constitutional law is more than an interpretive aid, it must be followed
even when one does not understand its reasoning. At one point Sarmiento
compares the U.S. Constitution to an herbal remedy, and its commentary
to the package insert-if you follow the instructions you can be assured
of a fine medicinal brew.247
The U.S. Constitution and its interpretation have produced enviable results
and therefore a cure for Argentina's past failure.248
Its success has eliminated the possibility of error and taken away authority
to interpret the same provisions differently. "What arbitrariness
or error can be admitted in the execution of the same dispositions, conceived
of in the same terms?"249
Sarmiento acknowledges that the reader could dismiss a book on constitutional
law if it consisted merely of Sarmiento's own opinions, but "to inspire
the necessary confidence" he turns to the authority of the U.S. commentators
of the U.S. Constitution.250
The U.S. Constitution exercises authority not just because Sarmiento understands
its reasoning and an objective reader will appreciate that reasoning, but
because Sarmiento-and presumably his reader-believes in the U.S. Constitution
as a source of authority for the proper way to organize a government. The
U.S. Constitution is more than a source of new ideas, it is a talisman.
Sarmiento's fawning over the U.S. Constitution was too much for Alberdi.
In Bases, he called for a forward-looking Constitution to transform
Argentina and to create a modern society, but he did not simply copy the
U.S. Constitution.251
Alberdi viewed the Constitution of 1853 as an original work that took into
account Argentina's political history in seeking to create a liberal society.
His reply, in Estudios sobre la Constituci¢n Argentina de 1853
(Studies on the Argentine Constitution of 1853),252
appeared only three months after Comentarios253
and begins with blast after blast at Sarmiento's use of the U.S. Constitution
as authority. "To dissolve the unity or national integrity of the
Argentine Republic, it is enough to apply the exact letter of the Constitution
of the United States, converting into States entities which are and were
provinces of a single state."254
"To falsify or bastardize the National Constitution of the Argentine
Republic, one need only interpret it with the commentaries of the Constitution
of the United States."255
Sarmiento's work is "anarchist"256
and Estudios must re-establish the understanding of the Argentine
Constitution after the "disorder and anarchy" created by Comentarios.257
Estudios has no purpose other than to rebuff Sarmiento, and
Alberdi does so by making two principal points. First, he asserts that
Sarmiento is foolish if he thinks a foreign model can be imported and made
to work ignoring all local history. Citing Alex de Tocqueville, he argues
that every nation has a constitution consisting of its past governmental
practices, and that this past inevitably carries forward into a new constitution.258
He notes that Joseph Story, the writer Sarmiento cites most often, devotes
long sections of his treatise to American constitutional history before
and after the Revolution before analyzing the Constitution itself.259
In Argentina's case, constitutional scholars must recognize its long experience
with Spanish public law, where all power resided in the King. It is "the
product of this legislation; and while we should change the ends, the means
for a long time must be those under which we were educated."260
That difference in public law traditions between the United States and
Argentina explains why Argentina needs a stronger Executive Branch than
the United States,261
and why Argentina needs greater control by the central government over
the provinces.262
Second, Alberdi argues that Sarmiento misreads and distorts the Argentine
Constitution of 1853 in thinking it is the same as the U.S. Constitution,
because many provisions were written with Argentine history in mind.263
Sarmiento's ingenuous focus on the Preamble to insist that the constitutions
are similar, ignores the fact that the Preamble recites only the ends of
the Constitution, not the means by which it will achieve those ends.264
Argentina's lack of strong traditions of local government led the Convention
of 1853 to require that each Province write its own constitution
and to allow the national Congress to review the consistency of each provincial
constitution with the national constitution.265
Such a provision would have been inappropriate in the United States with
its tradition of state autonomy.266
Joseph Story interprets the U.S. Constitution as preventing the federal
government from intervening in a state to restore order if the state's
legislature is in place and has not requested federal intervention. The
Argentine Constitution of 1853, given Argentina's past of provincial rebellions
and disorder, allows federal intervention to put down sedition and to restore
public order without a request from provincial authorities.267
Sarmiento can only claim that the two constitutions are the same by ignoring
their text and the reasons for their differences.268
If Comentarios and Estudios are judged as a debate, then
any modern day reader will judge Alberdi's Estudios the winner.
The Argentine Constitution of 1853, while inspired by and modeled after
the U.S. Constitution, varied from it substantially in many areas.269
Moreover, Sarmiento's insistence that a similar preamble means that the
two constitutions must be interpreted alike is obviously ludicrous. But
the tide at that time was moving against Alberdi. Sarmiento was noted,
even among his contemporaries, for his exaggerated admiration of the United
States.270
Yet he was able to accurately indicate that members of the Drafting Committee
at the Constitutional Convention (specifically, Gorostiaga and Guti‚rrez)
declared that the Argentine Constitution was an adaptation of the U.S.
Constitution.271
With even Urquiza, an old federalist, liking to compare himself with Washington,272
Sarmiento's approach, not Alberdi's, is the approach that prevailed in
the constitutional reforms that later followed.
Confrontations between the Confederation and Buenos Aires continued
both during and after the Alberdi-Sarmiento debates. After an election
in which he ran unopposed, General Urquiza assumed the presidency of the
Argentine Confederation in March 1854. He then established a temporary
national capital in Paran , the largest city in his home province of Entre
R¡os.273
The next six years were a period of constant intrigues by Buenos Aires
and the Confederation against each other, with each seeking to obtain foreign
support and to de-stabilize the other.274
The Confederation, however, suffered from a shortage of cash. Despite Urquiza's
efforts, almost all foreign shipping continued to go to Buenos Aires, a
city with over 100,000 inhabitants and the means to pay for goods. None
of the Confederation's river ports had more than 10,000 inhabitants, and
all lacked the merchant houses and market needed to attract foreign shipping.275
Starting in 1856, the Confederation began to apply a two-tiered tariff
system, requiring goods that entered its territory after passing through
Buenos Aires to pay twice the tariff of goods entering directly, but this
measure mainly increased smuggling and did little to improve Confederation
finances.276
Nevertheless, the Confederation continued to muster superior military
forces. In October 1859, armies from the two sides again met in battle
and Urquiza won.277
The Province of Buenos Aires was not left prostrate, because much of its
army was able to retreat to the City of Buenos Aires, but loss of the battle
did lead to the resignation of the hard line anti-Confederation faction
that had dominated the government of Buenos Aires, and led to the opening
of negotiations.278
Urquiza conditioned peace on the incorporation of the Province of Buenos
Aires into the Confederation, and Buenos Aires agreed, but with conditions.
Under the resulting Pact of San Jos‚ de Flores,279
signed on November 11, 1859, the Province of Buenos Aires agreed to incorporate
itself fully into the Confederation280
and to turn over its customs operations,281
but it was also agreed that Buenos Aires would retain all existing provincial
institutions,282
would have its entire provincial budget paid for by the Confederation for
the next five years (to compensate for the lost customs revenues),283
and could block the loss or division of any of its territory without the
consent of its legislature (thereby blocking any attempt to separate the
City of Buenos Aires from the Province as the federal capital).284
Most importantly, however, Buenos Aires retained the right to review the
Constitution before accepting it.285
Within twenty days of signing the Pact, Buenos Aires was obligated to convoke
a convention to recommend constitutional changes,286
and in the event that changes were recommended, the Confederation would
hold a new Constitutional Convention to which-unlike the Convention of
1853-each province would send delegates in proportion to its population.287
C. The Constitutional Changes of 1860
Remarkably, events proceeded almost exactly as planned. The Province
of Buenos Aires held a Convention, which ran from January through May 1860,
to recommend changes to the Constitution.288
That Convention's debates and reports were more extensive than those of
the Constitutional Convention of 1853.289
The Convention was dominated by Bartolom‚ Mitre and his allies.290
Mitre had been part of the group of liberal exiles who initially fought
at Urquiza's side against Rosas before rejecting him after the victory
as a federalist caudillo.291
He led a "nationalist" wing of Buenos Aires politics which, like
Urquiza, desired a national government, but unlike Urquiza, wanted one
that Buenos Aires could use to control the country.292
During the course of the Convention he was successful in a bid for the
governorship of Buenos Aires, and took office on May 2, 1860, just as the
Convention was coming to a close.293
Most of the work of the Buenos Aires Convention was done by a Committee
to Examine the Federal Constitution (hereinafter "Examining Committee")
of seven persons chosen by the Convention. Mitre presided over the Examining
Committee and he and his allies held five votes.294
Sarmiento and Dalmacio V‚lez S rsfield, Buenos Aires' most prominent jurist,
were the most active members of the Examining Committee in defending its
work on the floor of the Convention. Both supported the Mitre line of sincerely
seeking a national government and avoiding changes unacceptable to the
Confederation.295
Mitre and his allies won all votes at the Convention except for an amendment
from the floor from more parochial forces that placed export tariffs in
provincial hands starting in 1866, the end of the period under which the
federal government was obligated under the Pact of San Jos‚ de Flores to
pay for the Provincial budget.296
Perhaps even more interesting than what the delegates at the Convention
actually did is the manner in which they used the U.S. Constitution to
justify their actions. The Report of the Examining Committee reads as though
it were Sarmiento's rebuttal to Alberdi's Estudios, though Sarmiento
would state on the Convention floor that Mitre was the author.297
According to the Committee, its criteria "in formulating its reforms
has been the science and the experience of the analogous or similar Constitution
which is recognized as most perfect,-that of the United States-because
it is the most applicable and is the standard of the Constitution of the
Confederation."298
Moreover, along with the U.S. Constitution, the Committee used U.S. legislation
and constitutional doctrine, without which the Argentine Constitution would
"lack meaning."299
The Committee then justified its approach in natural law terms. It
admitted that "every People has its own way of being," with its
own customs, history, and unwritten institutions, and that no nation can
be organized without recognizing these features.300
However, it also insisted that constitutional principles based on reason
took precedence over the actual situation of society.301
"[R]ather than capitulating before the facts" the legislator
must recognize that "just as custom may influence the law, law may
influence custom."302
"Free peoples share a political morality and certain fixed principles
whose essence cannot be modified."303
But then the Committee went a step further and equated the U.S. Constitution
with natural law! The Committee concluded that:
Given that up to the present the democratic government of the United
States has been the ultimate result of human logic, because its Constitution
is the only one that has been made by the people and for the people, without
taking into account any bastard interest, without compromising with any
illegitimate element, it would have been as much presumption as ignorance
to pretend to innovate in constitutional law, casting aside the lessons
given by the experience, the truths, accepted by the conscience of humankind.304
The United States comes closer to eternal constitutional principles
than anything Argentina might write on its own. Particularly in the area
of federalism, where the United States has been unique, Argentina has "no
right to amend or mutilate the laws of that nation."305
Moreover, according to the Committee, nothing is lost in ignoring Argentine
practices because there are none. "The Argentine Republic does not
have a single surviving historical antecedent in the field of national
public law."306
Argentine public law dates only from the Constitution of 1853.307
The Examining Committee's statements offer a powerful indication of
the thinking of Argentina's political elite, since its composition included
Mitre and Sarmiento-both of whom later would become President of the Nation-as
well as Velez Sarsfield, who would become Mitre's Secretary of the Treasury
and Sarmiento's Secretary of the Interior, and who later would write the
Civil Code. This elite maintained that the U.S. Constitution offered a
superior form of government to anything Argentina could possibly design.
An Argentine creation could be questioned, but not the U.S. Constitution.
V‚lez S rsfield introduced the Examining Committee's work with the suggestion
that the Convention of 1853 took the U.S. Constitution as a model, "but
. . . did not respect this sacred text, and an ignorant hand made deletions
or alterations of great importance, pretending to improve it."308
He asserted that the Commission had "done nothing more than restore
the constitutional law of the United States in the part that was changed."309
According to V‚lez S rsfield, Argentines were ignorant compared to the
drafters of the U.S. Constitution. The failure of the delegates at the
Convention of 1853 to incorporate the ninth Amendment of the U.S. Constitution
into their document demonstrated only that "those who deleted it knew
less than those who made that great Constitution."310
Acceptance of language from the U.S. Constitution rose to a matter of faith
during the debate regarding the jurisdiction of the Argentine federal courts.
Sarmiento admitted that he was unable to answer several questions about
the proposed text that were put to him on the Convention floor, but asserted
that it was sufficient "to know that it is literally copied from the
Constitution of the United States, and [because it is an exact copy,] if
there is anything which is clear and luminous, it is this part which seems
nebulous and obscure to us right now."311
Sarmiento further insisted, as he had in Comentarios,312
that U.S. constitutional case law should be binding on Argentine courts.313
He believed that the Argentine Constitution should track the language of
the U.S. Constitution as closely as possible "not because it is more
or less applicable to us, but because we will find ourselves with a
case law to which no one will be permitted to say, 'this is my opinion'."314
The U.S. Constitution became the currency of debate. Mitre party opponents
raised some minor opposition to the glorification of the U.S. Constitution,
but even they sought to cite its text and U.S. practice, though often in
error. Thus one delegate sarcastically criticized Sarmiento's admission
that he did not understand the jurisdiction of the federal courts in the
United States,315
but later tried to support his own proposal that the provinces retain authority
to impose export tariffs by incorrectly asserting that the states in the
United States retained this power.316
Another delegate complained about excessive praise of the U.S. Constitution
and then subsequently cited it, erroneously, for the proposition that surplus
provincial funds revert to the federal treasury.317
Perhaps most absurd, however, was a proposed amendment that required Argentina's
inhabitants to show the Catholic Church "the highest respect and the
most profound veneration,"318
that was defended by a conservative delegate with extensive discussion
of how the religious origins of America's colonization were responsible
for its success.319
The amendment was rejected,320
but only after extensive debate between Sarmiento and conservative delegates
regarding the role of religion in the United States.321
Such difficulties illustrate that the liberals' invocation of the U.S.
Constitution was a double-edged sword.
Notwithstanding the use of the U.S. Constitution as a talisman, the
constitutional changes proposed by the Convention were entirely consistent
with the needs of the Buenos Aires political elite. Although U.S. practice
often was cited as a justification, the final Argentine Constitution was
largely the product of concrete political interests. The most significant
constitutional changes generally fell within three overlapping categories:
(1) provisions designed to protect specific interests of the Province of
Buenos Aires not common to all provinces; (2) provisions taken from U.S.
practice to augment the federal nature of the Argentine Constitution; and
(3) provisions inspired by U.S. practice designed to limit the power of
government or to increase its responsiveness.
The amendments proposed by the Buenos Aires Convention to protect Buenos
Aires' interests were the most predictable. Buenos Aires needed to protect
its economy, and as a result the Convention provided: (1) that no port
could be favored over any other, meaning that customs duties had to be
kept uniform across the entire nation322
(a concern prompted by differential tariffs the Confederation had used
to increase its own commerce at the expense of Buenos Aires);323
(2) that the federal government could not eliminate the customs facilities
of existing ports of entry324
(thereby eliminating Buenos Aires' ability to continue to act as an international
port);325 (3)
that the provinces would administer export tariffs after 1866326
(when Buenos Aires would no longer have the right to have its budget paid
for by the federal government, as provided in the Pact of San Jos‚ de Flores);327
(4) that customs duties could be paid in the currency of the province where
the customs house was located328
(to create a demand for Buenos Aires paper money);329
and (5) that the Province of Buenos Aires would only be obligated to comply
with international treaties entered into after the Pact of San Jos‚ de
Flores330 (to
put an end to complaints that in drumming up foreign support against the
Province of Buenos Aires, the Confederation had improperly agreed to demands
by Spain that it exempt the children of Spanish citizens born in Argentina
from military service and other obligations of Argentine citizens).331
There were also several provisions that were authorized by the Pact of
San Jos‚ de Flores: (1) that the Capital could not be established in a
province without its consent;332
(2) that the City of Buenos Aires' deputies to Congress would be selected
with those of the province, treating the City of Buenos Aires as part of
the province and not as a separate district as the Federal Capital as provided
in 1853;333
and (3) that the provinces would retain all authority conferred by pre-existing
pacts,334 preventing
the federalization of provincial institutions such as the Bank of the Province
of Buenos Aires.335
The proposals to increase the federal nature of the Argentine Constitution
are more surprising, because the liberals allied with Mitre had previously
usually taken a unitarian position, and Mitre and his allies would return
to that perspective during his presidency.336
However with Urquiza's recent military victory over Buenos Aires, the liberals
became enthusiastic federalists for a few months, since they worried that
Urquiza would control the national government, and not themselves.337
They justified virtually all of their federalist proposals in whole or
in part on U.S. constitutional practice.338
Thus relying on U.S. practice: (1) The Convention eliminated a provision
in the 1853 Constitution giving Congress the right to examine the constitutionality
of provincial constitutions,339
because the courts could judge the constitutionality of any norm.340
(2) The Convention eliminated a requirement that the provinces provide
free public education,341
in deference to the provinces' right to develop their institutions as they
saw fit.342
(3) The Convention tracked the U.S. Constitution to narrow the language
dealing with federal interventions,343
allowing the federal government to take over the government of a province
only if necessary to "guarantee the Republican form of government,
repel a foreign invasion, or establish order if so requested by provincial
authorities."344
(4) The Convention required that senators and deputies be natives of the
province that they represent or residents of the province for at least
three years.345
(5) The Convention established that federal officials could not hold provincial
positions simultaneously and could not vote in provincial elections if
they were not normally residents of the province,346
thus eliminating the risk that officials sent by the federal government
might dominate provincial government.347
(6) The Convention provided that the existing constitutional provision
authorizing Congress to write civil, commercial, criminal and mining codes
would nevertheless leave jurisdiction over these areas and family law matters
to provincial courts.348
(7) The Convention eliminated federal jurisdiction over conflicts between
branches of a provincial government.349
(8) The Convention barred the federal government from passing laws that
would restrict the freedom of the press or establish federal jurisdiction
over the press350
(out of concern that the federal government could smother local expression).351
(9) The Convention eliminated the authority of Congress to impeach provincial
governors.352
Urquiza's control of the federal government not only motivated Mitre
and his allies to augment Argentine federalism, but also encouraged them
to introduce provisions limiting the power of government and preventing
its abuse. Facing an adversary in power, their arguments were consistent
with the liberal postures that always had been part of their program. Here
as well, the delegates defended proposed changes on the grounds that the
Constitution needed to be adapted to match U.S. practice, but they also
discussed the rationale behind U.S. practice and its applicability in Argentina.
Thus: (1) Sarmiento obtained the incorporation of an article protecting
unenumerated rights enjoyed by the people,353
explaining that, as provided in the Ninth Amendment to the U.S. Constitution,
it would protect the multitude of rights inherent in natural law too numerous
to list in a constitution.354
(2) The Drafting Committee expanded the grounds for congressional impeachment
and removal of Executive Branch officers and judges from only including
serious crimes to include "bad conduct,"355
because the people required greater control over the acts of officials
and the U.S. Constitution provided for impeachment for "misdemeanors."356
(3) The Convention cited U.S. practice to provide that officers named to
posts during a Senate recess would lose their posts automatically if not
confirmed during the next legislative session.357
(4) Sarmiento obtained changes to the provisions governing the Supreme
Court to make it more flexible, as in the United States, so that its judges
might be made to ride a circuit and thereby brought closer to the people.358
The Convention also made several liberal changes consistent with U.S. practice
without specific discussion of the United States, such as: (1) modifying
the general prohibition of slavery to declare the freedom of all slaves
from the moment they set foot in Argentine territory;359
(2) eliminating the president's authority to detain persons threatening
public order temporarily, unless he declares a state of siege;360
and (3) limiting the president's authority to delegate to his ministers361-to
prevent the exercise of excessive authority by individuals lacking accountability.362
Regardless of their pledges of fidelity to the U.S. model, the delegates
to the Buenos Aires Convention did not pursue changes that were inconsistent
with the interests of Buenos Aires and its governing liberal elite. Many
differences with the U.S. model remained, particularly with respect to
the authority of the president.363
The impression that the Convention used the U.S. Constitution as its model,
however, helped confer legitimacy on its work.
No significant disagreements or discussions occurred in September 1860,
at the National Constitutional Convention held to review the Buenos Aires
Convention's proposals and virtually all of its proposals were adopted.364
Rather than allowing the provinces to apply export tariffs after 1866,
the delegates agreed to eliminate the authority of both the federal government
and the provinces to apply export tariffs after that date,365
a change sought by Buenos Aires estancieros.366
They also agreed to eliminate federal jurisdiction over disputes between
provincial governments and their citizens, maintaining it only for disputes
between a province and citizens of another province,367
and agreed to lower the proposed provincial residency requirement to become
a member of Congress from three years to two.368
No one mentioned the illegitimacy of the entire reform process in the face
of an article in the 1853 Constitution which barred any amendment for ten
years.369 The
Buenos Aires Convention amended this prohibition in its proposed reforms,
so as to eliminate the issue, although eliminating the article obviously
does not mean that it was not violated.370
The proposed reforms contained nothing to which the Confederation could
object. The Treaty of San Nicol s already had resolved the key issue of
the nationalization of the Buenos Aires Customs House and payments to Buenos
Aires to make up for the lost revenues. Further, provincial caudillos
were interested primarily in maintaining their autonomy, and the changes
proposed by Buenos Aires only increased the federalist character of the
Constitution. No one objected to proposals that slightly weakened the president's
powers, because General Urquiza had finished his six-year term as president
and had turned the government over to a weaker successor, Santiago Derqui.371
All of the principal figures present at the Convention, Gorostiaga, Guti‚rrez,
Sarmiento, and V‚lez S rsfield, shared the Alberdian vision, and all made
comments at the Constitutional Convention of 1853 or at the 1860 Buenos
Aires Convention invoking the U.S. model.
The unity of 1860 disintegrated rapidly in 1861. Buenos Aires was unwilling
to give up its sovereignty to a national entity that its elite did not
control. Buenos Aires' deputies were never incorporated into the National
Congress because Buenos Aires insisted on holding its elections under a
provincial electoral law that permitted its governor, Bart¢lome Mitre,
to retain control, rather than a national electoral law as required by
the Constitution.372
Further, although President Derqui initially brought prominent Buenos Aires
figures into his government to use as a counterweight to General Urquiza,373
who remained the commander of the army and retained the support of many
provincial governors,374
the Buenos Aires elite continued to engage in conspiracies and develop
alliances in the interior provinces to try to gradually win control of
the country.375
Ultimately, a battle for control of the Province of C¢rdoba ended
Buenos Aires' integration into the Confederation,376
and in June 1861, Buenos Aires stopped sending funds from its Customs House
to the national government.377
In September 1861, Buenos Aires forces under Mitre again met the Confederation
army under Urquiza, but this time the battle was fought to a draw.378
Urquiza then withdrew to his home province of Entre R¡os with those
forces that were loyal directly to him, and reached an understanding with
Mitre that he would respect Entre R¡os' provincial autonomy. In return,
he then allowed the national government to fall into Mitre's hands.379
Mitre, after taking de facto control of the national government, re-established
constitutional authority on the basis of the Constitutions of 1853 and
1860, and, in 1862 became the first president chosen on the basis of a
national election including Buenos Aires. During Mitre's term of office
and that of Sarmiento, his successor, governors/caudillos led significant
revolts under the banner of federalism, but they always were overthrown
by national government forces.380
Moreover, although initially the City of Buenos Aires became the seat of
the federal government but remained under the jurisdiction of the Province
of Buenos Aires,381
ultimately even the Province of Buenos Aires was forced to submit to national
authorities. After a short but bloody military confrontation in 1880, the
Province ceded control of Buenos Aires to the federal government, and by
constitutional amendment the City became a special federal district governed
directly by national authorities.382
Mitre's 1861 victory and the final establishment of Buenos Aires as the
Federal Capital ushered in a remarkable era of stability compared to the
chaos that reigned during the period following independence, and led to
the entrenchment of a number of long-lived rules of mutual security.
IV. THE "REAL" ARGENTINE CONSTITUTION: CIVIL LIBERTIES WITHOUT
POLITICAL RIGHTS
To find the real Argentine Constitution from 1862 until shortly before
World War I, one needs to look to the Alberdian vision in addition to the
constitutional text. Argentina in the late nineteenth and early twentieth
centuries initially offered ample civil liberties combined with little
political participation, as one would expect under the Alberdian vision.
Assuming that an important part of constutitionalism involves the establishment
of rules that provide sufficient security to all politically significant
groups in society so that they join the system rather than engage in armed
revolt, Argentine constitutionalism was only a partial success. The entrenchment
of civil liberties and property rights, however, ultimately gave the elite
the security it needed to expand political participation as well.
In 1910, Joaqu¡n V. Gonz lez, cabinet minister in two different
(fraudulently elected) administrations and one of the country's leading
legal scholars,383
aptly described Argentina as possessing "two completely distinct ways
of life,"384
a liberal economic and social order, and a corrupt political order.385
From Gonzalez's perspective, the country's success was due to its economic
structure,386
and its adoption of many progressive initiatives, including: relaxed immigration
standards; legislation assuring protection in personal affairs and work;
and protection of "the fundamental liberties which do not affect the
political mechanism of the country."387
Economic liberty and social mobility lay at the heart of the liberal
economic order. The phrase "the business of America is business"388
could have been applied equally to Argentina. Foreign visitors described
Argentina as "the United States of the Southern Hemisphere,"389
a place where people came to work and became rich. Money, not bloodline,
counted in the social order, and it was a place where many penniless immigrants
made enormous fortunes.390
Even the sharpest critics of the political elite who dominated the political
life of the country admitted that it was an open caste.391
Most commerce and industry was in the hands of foreign immigrants.392
Although creole estancieros made fortunes from the rising value
of their lands,393
many immigrants joined them at the elite Jockey Club and at the Sociedad
Rural Argentina, the organization that brought the largest landowners
together.394
Laissez-faire capitalism governed, and the corresponding constitutional
provisions protecting property and commerce from state control were respected.395
This protection of civil liberties inevitably influenced the political
process. For example, the Constitution barred the death penalty for political
crimes and required due process of law for criminal defendants.396
Within a few years of the Constitution's adoption, earlier practice, in
which rebel leaders ended their careers with their heads displayed on stakes,
was relegated to historical folklore. In 1863, Angel Vicente Pe¤aloza,
a popular caudillo in La Rioja, was executed by an army officer
without trial after leading a revolt that President Mitre had charged Sarmiento
with putting down.397
But the times had changed sufficiently so that Sarmiento found himself
sharply criticized both for the severity with which he put down the revolt
and for the execution, which he claimed not to have authorized.398
No official execution for an act of political rebellion would occur from
the 1860s until 1955.399
The change in attitude toward executions is particularly striking given
uprisings in the 1860s and 1870s of federalist caudillos, frequent
provincial disturbances, and revolts with national political significance
in 1874, 1880, 1890, 1893, and 1905. Although heated situations abounded,
the government accepted the need for tolerance. In most instances rebels
received an amnesty or pardon within a few years of their defeat and often
returned to full participation in political life.400
Even active military officers who revolted, who conceivably faced the death
penalty under the Code of Military Justice, suffered lesser punishments
and sometimes retained or later regained their ranks.401
Limits on repression following an armed revolt became part of the political
system.
There is little doubt that competition for political power was primitive
and corrupt. "Representative" government in Argentina had two
essential characteristics: (1) provincial governors controlled their provinces,
not only controlling access to provincial government employment and exercising
influence over the state legislature, but also choosing the membership
of the legislature and determining electoral outcomes; and (2) the president
controlled the governors. Jos‚ Nicol s Matienzo in El gobierno representativo
federal en la Rep£blica Argentina, a classic political analysis
first published in 1910, describes Argentine governors as exercising the
"mando"-the power of command, over all political activity in
their province, and as maintaining control through a Tammany Hall style
combination of electoral fraud and patronage.402
The governor controlled most elections in the province, both for provincial
and national offices, through links that he in turn developed with local
political bosses and officials.403
Voters were rounded up and taken to the polls in groups for better control.404
Electoral laws required voters to choose among closed lists of candidates,
each list appearing on a separate voting ballot,405
and the local political boss then would ensure that voters were given the
"right" ballot before entering the polls.406
If the governor enjoyed the loyalty of the local chief of police, the mayor,
the tax collector, and the justice of the peace, then he could count on
that district following his orders on election day.407
Each of those officials, who usually owed their loyalties to the local
political boss, could use the powers of their office to the detriment of
recalcitrant voters or to the benefit of cooperative ones.408
Voter rolls were a farce, excluding many eligible voters and including
the names of nonexistent ones.409
Double voting was common, as were payments for votes.410
In the rare event that the opposition won a significant number of seats
in the provincial legislature, staggered legislative terms, which were
common in most provincial legislatures, permitted continuing legislators
to vote to reject the credentials of incoming opposition members.411
Though a pre-eminent figure in the political establishment, even Joaqu¡n
V. Gonz lez admitted that "suffrage in the Republic has only been
an ideal aspiration of the revolution of ideas, a written promise in the
constitutional documents of the nation and provinces" but never a
reality.412
However, Argentina was not a repressive place. A. Stuart Pennington,
an Englishman who spent more than twenty years in Argentina,413
described Argentina in 1910 as a place where, unlike England, a man was
free to do what he wanted.
Another thing which soon reconciles a stranger to residence in Argentina
is the freedom which is so conspicuous an element in everyday life there.
. . . [U]nless a man be absolutely unreasonable, he finds that he can do
pretty much what he likes without anyone interfering with him. . . . Where
at home he has been expected to go to church regularly, or with something
approaching regularity, he finds that, in Argentina, no one troubles as
to what he does with his spare time, so long as he turns up to business
at the right hour.414
This freedom to do what one wanted certainly included freedom of worship,
freedom of the press, and freedom of association. The restrictions on religious
freedom of the colonial period disappeared.415
Furthermore, although the secularism of Argentina's presidents in the 1880s
and early 1890s made relations between Church and State a tumultuous issue
and led to rupture of diplomatic relations with the Vatican,416
Georges Clemenceau, writing in 1911 after a visit to Argentina, commented
that even the Church had accepted a situation close to separation of Church
and State.417
In examining freedom of the press, the contrast between Argentina before
1853 and Argentina after 1860 is equally dramatic. It is difficult to find
a foreigner writing about Argentina during the late nineteenth and early
twentieth century who does not comment on the variety, freedom, and power
of the press.418
La Prensa had an international network of journalists ideally placed
for a country that considered itself closer to London, Paris, and New York
than to the rest of Latin America. La Naci¢n, a newspaper edited
by former President Mitre, played a major role in encouraging the revolt
of 1890, and along with the Socialist newspaper La Vanguardia, was
almost always conspicuous in its opposition to the government in power.419
Freedom of association was extensive. The Radical Party participated in
rebellions against the government in 1890, 1893, and 1905, but never faced
limits on its activities for very long once a rebellion was over. The Socialist
Party-with newspapers, a deputy in Congress, and workers' co-ops-was well
established by the early 1900s.420
Although until 1912 the political system may have depended upon fraud,
only anarchists were subject to serious political persecution.421
Furthermore, the government realized several constitutional objectives
requiring government action rather than mere forbearance. Although it does
not create a right to an education, the Argentine Constitution assigns
responsibility for education to both the federal and provincial governments.422
Education figured prominently in Alberdi's social objectives423
and was vital to Sarmiento.424
Due in part to enormous efforts by Sarmiento and U.S. school teachers that
he imported into Argentina during his presidency (1868-1874),425
Argentina developed an extensive network of primary and secondary schools
that received favorable comment from foreign observers,426
although primary education remained less than universal.427
Illiteracy dropped from 78% in 1869 to 35% in 1914 among individuals over
the age of fourteen,428
and after 1884, public education became strictly secular, with religious
instruction permitted only after normal class hours.429
The government also respected a constitutional requirement that it maintain
healthy and clean prisons designed for security rather than for punishment.430
In 1911, Georges Clemenceau commented that the federal penitentiary in
Buenos Aires offered state-of-the-art facilities and the most advanced
program for rehabilitation of prisoners anywhere in the world,431
an observation shared by other foreign observers.432
He also observed that the city's insane asylum put those of Paris to shame.433
It would be wrong to paint Argentina as a paradise in the protection
of individual rights. Individual rights probably were not as well protected
in some interior provinces as in the cities, and foreigners complained
about lack of judicial protection from provincial judges beholden to local
caudillos.434
Further, anyone suspected of anarchist sympathies was subject to political
persecution, particularly starting in 1910, after a bomb exploded in the
Col¢n Theatre.435
Women were seriously discriminated against in civil legislation,436
and the combination of lack of opportunities for women and large numbers
of single male immigrants led to the development of extensive prostitution
and white slavery.437
Workers' strikes were frequently repressed,438
and declarations of a state of siege often undercut rights. During the
operation of a nationwide state of siege-approximately 4.5% of the time
between 1870 and 1930439-the
government censored and closed newspapers and detained rebellion-prone
elements of the opposition. But even with the states of siege, which were
concentrated largely in the early 1870s and early 1890s, the situation
compared favorably with the United States and many Western European countries
during the same period. Moreover, the states of siege, declared on twenty
separate occasions between 1862 and 1930, rarely lasted more than two or
three months and were directed at quelling some immediate disturbance.440
Rights other than habeas corpus and freedom of the press were hardly affected,
and even habeas corpus and the press often continued with little change
when the individuals and newspapers involved were not connected to the
disturbances motivating the state of siege.441
Not only did the government follow the Alberdian vision, but it produced
the desired results. Argentina received more than 600,000 permanent immigrants
from 1881 to 1890, and after a reduction during a depression in the 1890s,
the flow reached over 1.1 million during the years from 1901 to 1910.442
By 1895, foreign-born individuals represented 34% of the population of
Argentina443
and more than half the population of greater Buenos Aires.444
In 1914, the percentage of the population born abroad peaked at 42.7%.445
Total population doubled every twenty years, growing from 1.7 million in
1869 to almost 4 million in 1895 and nearly 7.9 million in 1914.446
Although agriculture provided the engine of the economy,447
land was expensive and land colonization schemes were limited,448
so most immigrants eventually settled in urban areas.449
Argentina attracted enormous amounts of foreign investment, particularly
from Great Britain,450
and by 1914 had 31,000 kilometers of mainly British owned railroads to
facilitate its agricultural exports.451
As Carlos Waisman explains in his book, Reversal of Development in Argentina,
comparisons between Argentina and other Latin American countries are less
appropriate than comparison to other lands of recent settlement like the
United States, Canada, and Australia.452
However, it was the Alberdian vision, which the country's leadership followed
enthusiastically starting in the 1860s, that created a political climate
hospitable to development of Argentina's natural endowments. Argentina's
elite chose the model of California as it grew under the United States
rather than California as it stagnated under Mexico. Electoral fraud prevailed,
and the president imposed his will on the provinces. However, free elections
were never part of the Alberdian vision, and federalism was viewed more
as a temporary political necessity than as a practice offering tangible
benefits to the development process.453
Perhaps to avoid military service, and perhaps because corrupt elections
made citizenship less meaningful, fewer than five percent of immigrants
became citizens between 1850 and 1930.454
Nevertheless, citizenship was unnecessary for immigrants to achieve their
principal aim of making money. The individual liberties protected under
the vision attracted the needed immigrants, drew in foreign capital, and
sparked the necessary domestic initiative for a long period of rapid growth.455
Although the Constitution of 1853/1860 was the product of liberal intellectuals,
the Buenos Aires elite, and caudillos from the interior, the Constitution
and the rules actually established by the Alberdian vision enjoyed wide
acceptance among most active participants in Argentine politics until the
1930s. When the liberals in power passed effective electoral reform laws
in 1911 and 1912,456
and when they handed over the Presidency to Radical Party leader Hip¢lito
Yrigoyen in 1916, they knew that their opponents accepted the constitutional
rules underlying the economic system. The Radical Party's primary agenda
was free suffrage, and its revolts in 1893 and 1905 invoked the Constitution
as a means to support their claims for free suffrage. During both revolts,
and in meetings held with President Jos‚ Figueroa Alcorta in 1907 and 1908,
the Radical Party questioned the legitimacy of the government, because
it depended on electoral fraud in violation of the Constitution.457
They did not, however, question the Constitution itself.458
Not only did most of the Radical Party membership come from the middle
class, which agreed with the Constitution's protection of property and
commerce, but many of its leaders were landowners, sharing the same agricultural-export
orientation as the elite who governed the country until 1916.459
Moreover, the Radical Party leadership generally did not betray the elite's
confidence that the Radicals would respect their economic interests. During
the Radical Party's years in power, first under Hip¢lito Yrigoyen
(1916-1922), then under Marcelo T. de Alvear (1922-1928), and again under
Yrigoyen (1928-1930), the state became slightly more interventionist, but
it never seriously threatened the elite.460
Examining Argentina generally during the time from Mitre's election to
the Presidency in 1862 through the coup which displaced Hip¢lito Yrigoyen
in 1930, Argentina generally lived in accordance with the Alberdian vision.
V. THE ROLE OF THE TALISMAN
The Alberdian vision, although clearly summarizing the philosophy that
guided the Argentine elite, was hardly ever cited for constitutional authority,
perhaps because Alberdi spent most of the rest of his life as a political
dissident in self-imposed exile in Europe after Mitre defeated the Confederation
in 1861. Alberdi's work is generally only cited in Argentine Supreme Court
decisions and legislative debates starting at the turn of the twentieth
century.461
By contrast, cites to U.S. court decisions, treatises and legislative practices
formed the staple of constitutional debate. Writing to the U.S. Secretary
of State in 1891, the U.S. Ambassador to Argentina commented that "[n]o
leading lawyer here is without his complete set of our U.S. Supreme Court
reports."462
Even as late as 1900, Argentina published more translations and adaptations
of works by U.S. authors writing on the U.S. Constitution than Argentine
treatises on the Argentine Constitution.463
Furthermore, usually only the U.S. works were cited by the Supreme Court.464
The Alberdian vision as expressed in Bases summed up what the Argentine
elite wanted, but it was not a source of authority; the U.S. Constitution
was.
The use of the U.S. Constitution as authority is illustrated in many
nineteenth century legislative debates. For example, one of the toughest
political issues in the 1860s and 1870s was the extent of the federal government's
authority within the City of Buenos Aires. One of the sharpest debates
arose regarding the construction of a new port for the City of Buenos Aires,
by far its most important engineering project. Initially the federal government
under President Sarmiento sought to undertake the entire project without
any participation by the province, which raised a host of constitutional
issues regarding which government entity possessed the authority to embark
on the project and under what conditions. Former President Mitre, leading
the Senate debate for those opposed to the project, sounded like Sarmiento
in his invocation of the U.S. Constitution, arguing that because the Argentine
Constitution is almost identical to that of the United States, it is inevitable
that Argentina examine U.S. constitutional practice.465
"Our written law is the Constitution, and our subsidiary law, where
we must search to discover the true doctrine, is the case law of the Constitution
which we took for a model."466
While Mitre criticizes V‚lez S rsfield, then Minister of the Interior,
for showing a frivolous attitude toward U.S. precedent, discussion of U.S.
authors and cases during three days of debate made up the bulk of the constitutional
argument on both sides.467
In the give-and-take of a legislative setting, it is difficult to evaluate
the respective weight of principle and partisanship. There is no proof
that invocation of the U.S. Constitution actually won votes. Nevertheless,
most of the membership of the Senate listened to several hours of discussion
of U.S. case law and practice on the exercise of eminent domain and on
sovereignty over waterways before voting to return the government's bill
to the committee for reconsideration.468
U.S. practice was the intellectual currency of the debate.
The most powerful examples of U.S. influence appear in decisions of
the Argentine Supreme Court, however, because in the case of the Supreme
Court's decisions one can demonstrate not only that U.S. practice was an
important source of authority, but that it was binding. Beginning in the
late 1890s, the U.S. influence begins to decline, but from the 1870s through
the mid 1890s, Sarmiento clearly was the winner in his debate with Alberdi
on the binding nature of U.S. practice. For example, in 1877 the Supreme
Court asserted:
The system of government which governs us is not of our own creation.
We found it in action, tested by long years of experience, and we have
appropriated it. And it has been correctly stated that one of the great
advantages of this adoption has been to find a vast body of doctrine, practice
and case law which illustrate and complete its fundamental principles,
and which we can and should use in everything which we have not decided
to change with specific constitutional provisions.469
Cynics may respond that this is nothing but "lip service,"
however, many situations exist in which U.S. practice seems to have been
decisive in the Court's decisions. One of the best examples is the de
la Torre/Acevedo/Sojo line of cases in the 1870s and
1880s, discussed below, in which Congress ordered the detention of various
journalists. Because the results of these cases varied according to the
Argentine Supreme Court's understanding of U.S. Constitutional law, and
not according to the political situation, and because the result in Sojo
simply makes no sense outside the United States, there cannot be much doubt
about the authority of U.S. practice in this period.
A. de la Torre, Acevedo, and Sojo
De la Torre,470
Acevedo,471
and Sojo472
all involved habeas corpus actions brought before the Supreme Court by
journalists detained by order of the Senate or the House of Deputies. In
de la Torre, the Supreme Court exercised jurisdiction but held against
the journalist;473
in Acevedo the Supreme Court required the release of the journalist;474
and in Sojo, the Supreme Court held that it lacked jurisdiction
to hear habeas corpus actions as a court of first instance.475
De la Torre and Sojo both depend on U.S. constitutional practice,
but Sojo exemplifies something further: a decision that makes sense
only in the context of U.S. practice. Sojo can only be explained
by the fact that the Argentine Court finally learned that the U.S. Supreme
Court had decided that it could not exercise original jurisdiction in situations
not expressly provided for in the Constitution. The rule denying the Supreme
Court jurisdiction made little sense in the Argentine context, because
it was adopted by the U.S. Supreme Court due to the unique political circumstances
Chief Justice Marshall faced in Marbury v. Madison,476
but apparently this did not matter. In Sojo, U.S. practice was followed
solely because the Argentine Supreme Court considered itself bound by the
U.S. model.
Institutionally during this period, the Argentine Supreme Court functioned
much like the U.S. Supreme Court, but with greater stability. The constitutional
and legislative provisions governing the jurisdiction of the Supreme Court
and the lower federal courts were almost identical to those of the United
States.477
The Argentine Court consisted of five judges from 1863 through 1960,478
and until 1947, its members enjoyed life tenure without political interference.
(In 1947, President Per¢n had all but one member impeached and removed
from office.)479
Unlike U.S. practice, even the chief representative of the government before
the Court was a lifetime appointee.480
This individual, the Procurador General, was the head of all federal prosecutors
and prepared opinions for the Court on most issues of public interest.481
Members of the Court in the nineteenth and early twentieth century tended
to come from the highest ranks of the political elite.482
Moreover, the Court's authority to engage in judicial review of congressional
and executive action was widely recognized even before the appointment
of its first members.483
1. de la Torre
The three cases are best considered consecutively. In de la Torre,
the House of Deputies ordered the imprisonment of Lino de la Torre, the
editor of a small Buenos Aires newspaper, El Porte¤o, for
revealing the proceedings of a secret session of the House of Deputies
in July 1877. During the preceding years, the Chilean government had begun
to settle scattered points in the Argentine Patagonia,484
and the House of Deputies had called a secret session for the interpellation
of Bernardo de Irigoyen, the Minister of Foreign Relations.485
Despite the secrecy, however, El Porte¤o, a newspaper edited
by Lino de la Torre, offered a general report on the session. It described
Irigoyen as calling for diplomatic negotiations prior to any use of force,
and indicated that F‚lix Fr¡as, a former foreign minister and now
President of the House of Deputies, replied with a passionate speech calling
for expulsion of the Chileans.486
The House of Deputies responded to El Porte¤o's article by
having its Vice-President write a letter to each newspaper in the city
to advise it that it would consider any future publication of its secret
sessions an act of contempt against its authority.487
El Porte¤o, however, although publishing the House's letter
and stating that it would comply with the demand, in practice did not.
Instead, it published the satirical headline, Special Telegraph Despatch
for El Porte¤o, A Secret Session in China, Brilliant Speeches by
the Minister of Foreign Relations and Non-Nan Friaj. The text that
followed then described the second day of the secret sessions, but replaced
references to Argentina and Chile with references to China and a fictitious
neighbor.488
The House of Deputies responded by ordering de la Torre's detention.
De la Torre's detention by the House of Deputies was not due to his
political preferences. El Porte¤o's politics essentially
favored the governing coalition of then President Nicol s Avellaneda.489
The reports on the secret session, although satirical, avoided taking sides
and complimented both Irigoyen and Frias for fine speeches.490
De la Torre was detained solely because the House wanted to establish its
authority, and the House ordered his release the day after the Supreme
Court decided the case in its favor.491
The Argentine Supreme Court reached its decision on the basis of U.S.
law.492 In
fact, the Supreme Court took advantage of the case to make the pronouncement
quoted earlier that "[t]he system of government which governs us is
not of our own creation" and therefore Argentina "can and should
use" U.S. doctrine, practice, and case law "in everything which
we have not decided to change with specific constitutional provisions."493
Even without this statement, however, U.S. influence would have been clear.
Unlike the political tradition of the United States or Great Britain, Argentina
and Hispanic political tradition had no history of parliaments ordering
detentions for contempt. Reliance on U.S. practice in this area meant acceptance
of an innovation. The Argentine Court noted that in the U.S. case of Anderson
v. Dunn,494
decided in 1821, the U.S. Supreme Court held that Congress could imprison
or fine an individual on the basis of its contempt powers.495
Furthermore, Kent's and Story's treatises on constitutional law both insisted
that congressional contempt powers were necessary for Congress to maintain
its authority, and that such powers existed for acts occurring both inside
and outside the legislative chambers.496
Naturally, if the U.S. Congress enjoyed contempt powers so did the Argentine
Congress.497
The situation, according to the Argentine Court, would have been different
if Congress had sought to exercise ordinary criminal jurisdiction,498
but the conduct here was not covered by a criminal statute.
The one dissent in de la Torre, by Judge Laspiur, only heightens
the importance of the case as a landmark on the role of the U.S. Constitution.
Judge Laspiur's dissent focuses on his disagreement with the binding nature
of U.S. precedent.499
Although he recognized that the U.S. Supreme Court favored Congress in
Anderson,500
Judge Laspiur argued that, because British practice here was superior,
Argentina appropriately could follow the British practice instead.501
Under British practice, a prior law was required identifying the circumstances
under which an individual would be held in contempt of parliament,502
thus avoiding arbitrary use of congressional power and improper punishment
through an ex post facto legislative decision.503
Most of the Court insisted on U.S. precedent, however, which meant creation
of a new Argentine practice-detentions ordered by a House of Congress.
2. Acevedo
United States law also helped ensure that the new practice turned out
to be very limited in scope, however. In 1885, the Argentine Supreme Court
ruled in Acevedo that Congress could not hold a journalist in contempt
for defaming a member of Congress, because such defamation was penalized
under federal criminal law.504
In de la Torre, the Court had specifically noted that it was not
ruling in a situation where Congress sought to usurp ordinary criminal
jurisdiction, but in a case involving breach of congressional secrets where
there was no statute on point and Congress had no other way to protect
itself.505
Acevedo involved this exception, and the Court held that the existence
of a criminal statute penalizing defamation of a member of Congress meant
that Congress had granted jurisdiction over defamation to the courts and
could not reclaim it whenever it wished to exercise jurisdiction itself.506
Unlike the Court in de la Torre, the Court in Acevedo
did not focus on U.S. practice. The Argentine Supreme Court, however, was
aware that its opinion was at least generally consistent with recent trends
in U.S. law that took a restrictive view of Congress' contempt power.507
The Procurador General's opinion had favored Acevedo's release, emphasizing
that Congress did not need to use its implicit contempt powers when the
conduct in which the individual was engaged was already penalized in criminal
legislation. Moreover, the U.S. Supreme Court recently had declared a congressionally
ordered detention unconstitutional in Kilbourne v. Thompson,508
in a move that limited the scope of its earlier decision in Anderson
v. Dunn.509
Kilbourne involved the failure of a witness to appear at a congressional
hearing and explicitly limited Anderson, stating that Congress could
not use its contempt power when the matter at issue was outside its competence.510
Kilbourne, a poorly written decision, never indicates the scope
of congressional competence, nor fully explains why the investigation of
a local real estate scandal is outside of Congress' competence. Nevertheless,
the U.S. Supreme Court did emphasize that the matter at issue already was
the subject of a judicial investigation, and in finding that Congress had
exceeded its authority, it seems to have been influenced heavily by the
fact that the judiciary already had intervened.511
Acevedo-by stating that Congress' contempt power does not extend
to cases subject to judicial jurisdiction-is more precise than Kilbourne
and could almost be described as a refinement and elaboration of its underlying
principles. Although only the Procurador General's brief analyzed Kilbourne,
the Argentine Supreme Court at the very least was aware of the decision
from the Procurador General's brief, and in practice wrote an improved
version of the Kilbourne holding.
3. Sojo and Marbury's shadow
The Acevedo decision is of interest primarily for the contrast
it offers to the Court's 1887 decision in Sojo, only two years later.
Both Acevedo and Sojo involved defamations that generated
anger in Congress, decisions by Houses of Congress to detain the responsible
journalist, and habeas corpus petitions filed directly with the Supreme
Court.512 In
Acevedo, El Debate, a newspaper owned by Eliseo Acevedo,
had accused a Senator of manipulating legislation for his own self interest,
claiming that he sponsored a bill creating a reward for anyone introducing
pink salmon into Argentine rivers in order to share in the reward himself.513
In Sojo, the offense consisted of a political cartoon that defamed
a Deputy.514
If anything, Sojo presented the more attractive case for blocking
Congress. The Deputy defamed in Sojo cut a particularly unsympathetic
figure when he raised the issue of Sojo's cartoon on the House floor, coarsely
calling Sojo a "fetid flea" and a "galleguito"
(an offensive twist on the term "gallego," itself a moderately
offensive term used to refer to Spanish immigrants).515
Moreover, there is no difference in the political circumstances surrounding
the two cases that would lead one to expect greater Supreme Court support
for Congress in Sojo than in Acevedo.516
Due to U.S. practice, however, Sojo resulted in dismissal for lack
of subject matter jurisdiction.517
Moreover, the issue was not raised by the parties, but on the Supreme Court's
own motion, and only then was it briefed by the Procurador General.518
Articles 100 and 101 of the Argentine Constitution of 1860 closely
follow Article III, Section 2 of the U.S. Constitution,519
and U.S. practice dating back to Marbury v. Madison520
has long held that the list of situations in Article III under which the
U.S. Supreme Court exercises original jurisdiction is comprehensive.521
Under U.S. practice, the only instances in which the Supreme Court enjoys
original jurisdiction are those where the case affected "Ambassadors,
other public Ministers and Consuls, and those in which a State shall be
a Party."522
Otherwise the Supreme Court could hear cases only as an appellate tribunal.523
As almost all U.S. law students today learn in their constitutional law
courses, however, the reason for this interpretation has much more to do
with the political events surrounding Chief Justice Marshall's opinion
in Marbury in 1803 than with the constitutional text.
Marbury concerned a demand by William Marbury, appointed a justice
of the peace for the District of Columbia during the closing days of the
Adams Administration, that the Jefferson Administration deliver his commission
and allow him to assume office.524
President Jefferson opposed the principle of judicial review and regarded
Chief Justice Marshall as a political opponent. When Marbury brought his
case directly to the Supreme Court, Marshall realized that Jefferson was
likely to ignore any writ of mandamus by the Court that ordered him to
give Marbury his Commission. Marshall, however, wished to use Marbury
to establish the principle of judicial review yet not leave the Court vulnerable
to subsequent defiance by the President.525
Marshall's response was politically brilliant. Instead of issuing an
order that could be defied, Marshall declared the Judiciary Act of 1789
unconstitutional when it authorized the Supreme Court to issue a writ of
mandamus. He argued that writs of mandamus were a function of courts of
first instance, and given the limited list of occasions of original jurisdiction
listed in Article III of the Constitution, the Supreme Court lacked jurisdiction
to issue the writ demanded.526
Marshall's argument was questionable in its interpretation of both the
Judiciary Act of 1789, as providing for original jurisdiction,527
and of the Constitution, as not allowing Congress to expand the Supreme
Court's original jurisdiction. However, the argument had the virtue of
allowing the Supreme Court to declare a law unconstitutional under a circumstance
in which the Court's authority could not be questioned.528
Given that the Court's ruling involved a refusal to hear a case,529
the Executive had no order that it might refuse to refuse to enforce.
One side effect of Justice Marshall's political brilliance in Marbury
was to bind the U.S. Supreme Court to the rule that Congress could not
expand the Supreme Court's original jurisdiction to allow it to hear habeas
corpus actions as a court of first instance. The importance of Marbury
as a precedent meant that the Court could never read Article III of the
Constitution as allowing Congress to expand its original jurisdiction,
even though the Article certainly may be read as allowing it.530
The Court could have read Article III as providing a list of when original
jurisdiction must be permitted, creating an irrevocable privilege for Ambassadors
and States to litigate before the Supreme Court, but not barring Congress
from adding other types of cases to the Court's original jurisdiction.
Subsequent case law and commentary following Marbury, however, consistently
maintained that the Supreme Court lacked original jurisdiction to hear
habeas corpus petitions or any other kind of action not involving an ambassador
or a state.531
Regardless of the ambiguity of Article III of the Constitution, Marbury's
political importance made it too central a constitutional precedent to
overturn.
What is remarkable, however, is that the Argentine Supreme Court was
similarly bound to Marbury. The circumstances surrounding Marbury
certainly had nothing in common with those in Sojo in 1887.532
Considering that the defamed Deputy cut a very unsympathetic figure both
law and politics argued in favor of jurisdiction in Sojo, and unlike
Marbury, there was no risk of non-compliance with any Court order.
The police had complied with the Argentine Supreme Court's order immediately
in Acevedo only two years before, and when Sojo subsequently refiled
his habeas corpus petition before the federal district court, the
district court judge ruled in his favor, and the police immediately released
him.533 In
holding that it lacked jurisdiction to hear the case, the Argentine Supreme
Court followed U.S. practice because it felt obliged to follow U.S. law,
not because political convenience dictated avoiding jurisdiction.
In the absence of the U.S. precedent, the arguments in favor of jurisdiction
in Sojo would have been overwhelming. Those arguments were developed
fully by both the Procurador General and by Calixto de la Torre, one of
two judges who dissented in Sojo.534
First, Law 48 leaves no doubt that Congress intended the Supreme Court
to exercise habeas corpus jurisdiction. Article 20 of Law 48 states
that "[either] the Supreme Court or the district court judges will
have the power, at the request of a prisoner or his friends or relatives,
to investigate the origins of the imprisonment, and . . . to order that
the prisoner immediately be placed at liberty."535
Second, this law was drafted by jurists who presumably were acting consistently
with the intent of the Constitutional Convention,536
having been members of the first Supreme Court.537
Third, there is no reason to read the text of the Constitution as limiting
the original jurisdiction of the Supreme Court in the event that Congress
decided to expand it. Article 101 of the Argentine Constitution (like Article
III of the U.S. Constitution) creates a privilege for foreign diplomats
and provincial governments to litigate before the Supreme Court.538
It states that "in matters concerning foreign ambassadors, ministers
and consuls and those in which a province is a party [the Supreme Court]
will exercise exclusive original jurisdiction."539
It does not state that Congress cannot extend this privilege.540
Fourth, as a general rule of constitutional interpretation, it was inappropriate
for the Argentine Supreme Court to declare a law unconstitutional, in this
case Article 20 of Law 48, unless Congress had clearly violated the Constitution.
Reasonable congressional interpretations of the Constitution should be
respected, and the congressional interpretation of Article 101 in passing
Law 48 is at least as reasonable as that of the Supreme Court.541
Fifth, the Supreme Court's precedents consistently had permitted jurisdiction.
The Court already had heard habeas corpus actions as a court of
first instance on five different occasions.542
The Procurador General's opinion begins by listing the many habeas corpus
cases that the Supreme Court already had decided under its original jurisdiction,
and concludes with an almost sarcastic note that "now the doubt has
arisen that we have all been mistaken all along."543
The Argentine Supreme Court's decision simply ignores these arguments
by focusing on U.S. case law and commentary.544
It discusses Marbury as the original source of the doctrine that
Congress cannot expand the Supreme Court's original jurisdiction.545
The Court did not ignore the Argentine constitutional text, but merely
compared both constitutional texts and applied all the same arguments used
by the U.S. Supreme Court.546
Apparently, the Argentine Court felt that it now properly understood U.S.
practice and, therefore, wished to correct its past errors.
Citation to U.S. case law was not limited to the majority opinion.
In spite of the other arguments at their disposal, Sojo's attorney and
the Procurador General both felt obliged to argue that U.S. law permitted
jurisdiction.547
Probably sensing the direction of the Court's inclination, both cited U.S.
precedents that they claimed supported Supreme Court original jurisdiction
in habeas corpus cases.548
The Argentine Supreme Court examined their citations, however, and correctly
noted that they all involved habeas corpus petitions against judicially
ordered detentions, and therefore involved only appellate review.549
Only Calixto de la Torre's dissent admitted that "[o]ne cannot in
truth ignore the weight of authority that supports the [majority's position],
having as it does as a basis various decisions of the North American courts."550
He insisted, however, that merely because the U.S. Supreme Court found
itself trapped by stare decisis did not mean that the Argentine
Supreme Court had to be bound by its mistakes.551
The decisions in de la Torre, Acevedo, and Sojo
not only illustrate the Argentine Court's willingness to follow U.S. case
law, but also, in Sojo, to put its own precedents aside in order
to follow U.S. law. Traditionally, both the Argentine Supreme Court and
lower courts took the Argentine Supreme Court's precedents seriously. At
least through the 1890s, Argentine Supreme Court precedents were regarded
as binding on the lower courts.552
There was some dispute as to whether they were legally binding553
or only morally binding due to the Supreme Court's prestige and the desire
to avoid unnecessary appeals;554
but as a practical matter there is little difference between the two approaches.555
Regarding the Supreme Court itself, the Court regularly cited its own precedents
and sought to follow them,556
and the Procurador General's opinions often simply referred the Court to
its own precedent.557
There are many early examples of the Argentine Supreme Court carefully
parsing its earlier precedents in much the same manner as a common law
court might.558
Remarkably, however, for three of the Court's five members, Argentine precedent
was secondary when it conflicted with U.S. Supreme Court case law.
Sojo also is the first case in which the Argentine Supreme Court,
at least implicitly, declared a federal law unconstitutional. The Court
purported to read Law 48 consistently with the Constitution, and therefore
interpreted it as not providing for jurisdiction.559
Because the language of Law 48 explicitly provided for original jurisdiction
in habeas corpus actions, the Court's interpretation of Law 48 really was
just a way of saying that the law was unconstitutional. Unlike Justice
Marshall in Marbury, however, the Argentine Supreme Court had no
need to tread cautiously. Cases like Acevedo, decided only two years
before, and many others, were at least as politically controversial as
Sojo.560
Moreover, unlike the U.S. Supreme Court during Justice Marshall's tenure,
the principle of judicial review was never under attack. The first case
in which the Court would explicitly declare a law unconstitutional already
was pending and would be decided only seven months later.561
In historical terms, what Sojo stands for is the binding power of
U.S. constitutional law. U.S. constitutional practice provided more than
just a source of ideas that influenced the Argentine framers, it was a
source of authority in itself.
B. The Gradual Decline of the United States as Authority (1897-1930)
The Argentine Supreme Court never explicitly declared its independence
from U.S. practice. Rather, the process involved gradual divergence. First,
aspects of the Alberdian vision that varied from the U.S. model inevitably
required Argentine solutions. Although the Alberdian vision behind the
Constitution supported U.S.-style protection of individual rights to attract
immigration and investment, as noted earlier, it had little concern for
political rights or for federalism-beyond the degree of federalism necessary
to keep local caudillos at peace with the central government.562
These divergences from U.S. practice generally did not require variances
from U.S. case law, as most questions that arose were nonjusticiable under
the U.S. political question doctrine,563
but some significant differences did arise. Second, there was a gradual
decrease in the talismanic authority of U.S. practice as Argentina's growth
gave it self-confidence and as nationalism increased. Third, the Argentine
Supreme Court always also focused on the rational interpretation of the
text of the Argentine Constitution. The introduction of a Civil Code in
1869564 pushed
Argentine legal education in the direction of continental rationalism.565
In the nineteenth century, U.S. practice often was recognized as binding,
as demonstrated by the 1887 opinion in Sojo.566
By the turn of the century, U.S. authority was cited with less frequency,
but remained influential. U.S. practice continued to offer the Court important
additional authority when it addressed difficult political issues, but
it clearly was supplanted by rational authority as the primary source of
authority of the Court.567
Only in 1897 did the Argentine Court openly recognize a major divergence
from U.S. constitutional practice.568
In Ferrocarril Central Argentino c/Provincia de Santa F‚,569
the Argentine Court held that the General Welfare clause of the Argentine
Constitution offered the federal government a general source of authority
for legislation affecting the provinces. The Court recognized that the
United States utilized the clause only as a source of authority for federal
taxation and spending, not for general legislation, but recognized differences
in the two constitutions. Unlike earlier cases discussing U.S. constitutional
practice, in Ferrocarril Central Argentino the Alberdian vision
dictated a constitutional interpretation at variance with U.S. legal standards.
The plaintiff in Ferrocarril Central Argentino, a railroad,
protested the imposition of a provincial property tax in the Province of
Santa F‚.570
The railroad passed through several different provinces and had received
a federal exemption from all federal and provincial taxes when it initially
obtained its concession from the federal government in 1863.571
Three decades later, however, the Province began to impose various taxes
on the railroad's property. The Province countered the railroad's claim
of tax exemption by arguing that the federal government had exceeded its
constitutional powers by granting an exemption from provincial taxes.572
The Supreme Court decided the case in favor of the railroad573
and focused on Article 67, Section 13 of the Argentine Constitution, which
authorizes Congress to:
Provide for that which is conducive for the prosperity of the country,
to the advancement and welfare of all the provinces, and to the progress
of enlightenment, providing curricula for general education and university
instruction, and, promoting industry, immigration, the construction
of railroads and navigable canals, the colonization of public lands,
the introduction and establishment of new industries, the importation of
foreign capital, and the exploration of the interior rivers, through laws
directed towards those ends and through temporary concessions of privileges
and bounties for initiative.574
Although delegates to the Constitutional Convention of 1853 emphasized
U.S. federalism as a central feature of the U.S. model for Argentina to
copy,575 no
delegate expressed concern about placing limits on the power of the federal
government to legislate in the national interest.576
Article 67, Section 13 was not taken from the U.S. Constitution, but from
the draft Constitution that Alberdi included as an appendix to Bases.577
To the extent that the U.S. Constitution offered a model for this clause,
it is in the first paragraph of Article I, Section 1: "The Congress
shall have power to lay and collect taxes, duties, imposts and excises,
to pay the debts and provide for the common defense and general welfare
of the United States. . . ."578
The U.S. Supreme Court and commentators consistently have rejected this
clause as a source of legislative authority for the federal government,
however, reading it instead as referring to the power to "collect
taxes, duties, imposts and excises" for the "general welfare
of the United States."579
The U.S. Supreme Court, hearing the same case under the U.S. Constitution,
would have agreed with the province and declared that the federal government
lacked authority to issue a blanket tax exemption. An examination of U.S.
case law would have encountered precedents almost exactly on point.580
Had the Argentine Supreme Court wished to, it could have come up with
an interpretation of the Argentine clause that, at least for the case at
hand, minimized differences from U.S. practice. Article 67, Section 16
contains a specific reference to the development of railroads as a federal
function that the Court could decide the case. Instead, the Court developed,
in broad strokes, the general role of the federal government in drafting
legislation and embarking on grand projects to promote the general welfare.581
The Court insisted that unlike the U.S. Constitution, the Argentine Constitution
"charges the federal government to promote everything that concerns
. . . the advancement and general welfare of all the provinces,"582
and that in doing so, it could enact any necessary legislative measure,
such as an exemption from provincial taxation.583
This was entirely consistent with Alberdi and the vision of the Argentine
elite, which took a Hamiltonian view of the role of the federal government
in attracting capital and promoting commerce and industry, during the 1850s,
as well as the 1890s.584
The Supreme Court's broad interpretation of the general welfare clause
in Ferrocarril Central Argentino established a precedent eliminating
any hint of restrictions on federal initiatives in the name of federalism
and eliminated the need for Argentina to ever emulate the U.S. Supreme
Court's gradual expansion of the Commerce Power as the vehicle for expansion
of federal authority.585
Twentieth century Argentine constitutional scholars and political scientists
clearly did not offer the unified front in support of the U.S. model that
they had in the nineteenth century. Whereas in the nineteenth century it
had been a matter of Constitutional dogma that the Argentine Constitution
was modeled after the U.S. Constitution, in the twentieth century it became
an issue of debate as many scholars sought to de-emphasize U.S. influence.586
By the 1920s and 1930s Argentine intellectual circles were becoming increasingly
nationalistic,587
and even among liberals, the intellectual pendulum had swung away from
Sarmiento and back to Alberdi. For example, in one of the period's leading
works in political science, La Constituci¢n Argentina y sus principios
de ‚tica pol¡tica, Rodolfo Rivarola begins his book with a recap
of the Alberdi-Sarmiento debate on the importance of U.S. case law.588
For Rivarola, Alberdi is the clear winner in this controversy, and he invokes
Alberdi to exhort against scholars still afflicted with the "North
American fixation."589
The rejection of the U.S. model was only partial, however. At least
one of the Ministers on the Court in the 1900s, Mauricio Daract (1901-1915),
demonstrated his enthusiasm by procuring and reading the advance sheets
of U.S. Court decisions.590
Moreover, the Court frequently cited U.S. case law as the basis for declaring
legislation unconstitutional. Such decisions, involving excessive taxation,591
arbitrarily discriminatory taxation,592
and property rights/freedom of contract issues,593
are not surprising, since they are fully consistent with the emphasis on
property rights of the Alberdian vision, but cites to U.S. cases presumably
still added to their persuasiveness.
U.S. practice was most significant in the one pre-1930 case in which
the Court varied significantly from the Alberdian vision. In Ercolano
c/Lanteri de Renshaw,594
the Court held constitutional a 1921 law temporarily freezing apartment
and commercial rents nationwide. In this instance, the Argentine Court
relied on Block v. Hirsh,595
a U.S. Supreme Court decision handed down only a year before, which held
a similar rent freeze in the District of Columbia constitutional.596
The Argentine rent freeze, enacted in response to a housing shortage caused
by materials shortages and an economic downturn during World War I, was
one of the most controversial pieces of legislation passed during the first
government of Hip¢lito Yrigoyen.597
The law pitted the populism of the first Argentine President elected in
clean elections against the economic elite's concern with protection of
property. The U.S. decision clearly strengthened the President's hand.
When Jurisprudencia Argentina, the leading legal journal, published
the text of the legislation, it included the full text of Block
in a long footnote,598
so the Argentine Court's focus on the U.S. decision is hardly surprising.
Moreover, U.S. case law was significant once again in 1925, when the
Supreme Court reconsidered the rent freeze and this time held it unconstitutional
on grounds that too much time had passed to continue to consider it a temporary,
emergency measure, and that the emergency had ceased to exist.599
The Argentine Court's decision once again relied on a U.S. Supreme Court
ruling, Chastleton Corp. v. Sinclair,600
decided three years after Block and holding the same District of
Columbia rent freeze unconstitutional because it had gone on too long.601
The Argentine Court followed the approach taken by the U.S. Supreme Court
a year later. There is no indication in the two Argentine cases that the
Argentine Court regarded U.S. case law as binding. Those days were far
behind. But U.S. case law provided a source of authority in a politically
delicate situation. The situation would repeat itself in 1934, when the
Court needed authority to permit the government to suspend mortgage payments
during the Depression.602
Although the days of magical faith in U.S. practice had long ended, even
its lingering effects underline its earlier vitality.603
CONCLUSION
In insisting that "it is absolutely essential that the constitution
should not be regarded as something made," but rather as "divine,"
"constant," and "exalted above the sphere of things that
are made,"604
Hegel makes a good point about the weakness of rationalism. He fails, however
to recognize two factors that are particularly important in the modern
world: (1) the demonstration effect of foreign practices; and (2) the possible
talismanic authority of a foreign model.
Today's world is full of models moving from one country to another.
Today, most non-Western countries strive to emulate the Western model of
industrial production, a model that requires dramatic changes in lifestyles
and attitudes. These changes include: (1) regular work hours; (2) participation
in a monetary economy; and (3) division of labor in societies formerly
based on subsistence agriculture. But many countries have adopted Western
economic models with success. Hegel's statements, carried to an extreme,
would imply that one nation's constitutional structure can never influence
that of another, a position that should have been apparent as false even
in Hegel's day. Cultures inevitably interact.
Identifying foreign talismans may prove more difficult in the late
twentieth century than in the nineteenth, but even today such talismans
exist. Argentina, for example, recently has granted ten international human
rights instruments constitutional hierarchy by wholly incorporating them
into its Constitution.605
Most delegates to its 1994 Constitutional Convention probably were hardly
aware of the specific content of these ten declarations and treaties, but
their inclusion involves yet another Argentine attempt to cure its institutional
defects with a foreign symbol-this time the symbol of international law.606
In the Eastern European context, George Fletcher has described a 1990 Hungarian
constitutional decision banning capital punishment as a "yearning
to join the 'European House,'" where the death penalty has been eliminated.607
Although difficult to perceive from the United States, which long has enjoyed
sufficient stability to reduce the need for foreign models, the banner
of international human rights may offer a modern talisman for countries
in transition from dictatorship that need an extra source of authority
for establishing new rules of behavior. Like the imported constitutions
of the nineteenth century, international human rights instruments seek
to establish rights with only limited local roots, but like the U.S. Constitution
in Argentina in the nineteenth century, they also are free of local critique.608
One possible critique of this Article could be that the Argentine experience
does not describe cultural interaction, but rather the cultural submission
of a small elite to the expectations of British imperialist interests.609
Parts of what happened in Argentina may certainly be described in the context
of imperialism and the world trading relationships of the late nineteenth
and early twentieth century. Although Argentina never was a colony of Great
Britain, the enormous amount of British investment in Argentina created
an economic relationship of great import to the British Empire, one that
far overshadowed investments from other countries.610
Short of accepting Queen Victoria as its sovereign, adopting the U.S. Constitution
as its model probably was the best thing that Argentina could do to reassure
British investors that their property would be protected.
Describing Argentine constitutionalism as imperialist dependency ignores
both Argentine realities and present day tendencies throughout the world,
however. First, any British participation in nineteenth century Argentine
constitutionalism was minimal. The British never told Alberdi and Sarmiento
what to write, and their rare attempts to intervene politically in Argentina
ended poorly.611
The Argentine elite determined its model without foreign interference.
Second, the economic elites of many of today's emerging democracies probably
would love to copy the Argentine constitutional experience of the nineteenth
century if they similarly could comfort potential investors. The emerging
democracies of Eastern Europe seek economic integration into the European
Union in much the same manner that Argentina once incorporated itself into
the trading and investment flows of the British Empire. Eastern European
countries also face the same issues of establishing investor confidence.
What is noteworthy about the Argentine experience is that its elite was
so successful in its goal of attracting immigrants and investors.
When Argentine constitutionalism began to break down in the 1930s,
it had little to do with its focus in earlier periods on the United States
as a model. Argentina's coups of 1930 and 1943 and the rise of Per¢n
in the wake of the 1943 military government involved issues of political
participation. The coup of 1930 was provoked in part by conservative distrust
of forces brought to power by popular elections. Reluctance by the military
to continue upholding the electoral fraud of the conservatives612
provided one motivation for the 1943 coup. Per¢n emerged in the 1940s
in part due to the mobilization of the working class as a political force.613
One can argue that part of the failure of post-1930 Argentina stemmed from
an inability to modify the nation's rules of mutual security in light of
seventy years of social and political change since 1860. Such an analysis
requires an article in itself.614
But these issues, although showing a lack of adaptability in the political
system, do not undercut the utility that the U.S. model initially offered
to attain political stability in the nineteenth century. Sixty-eight years
of unbroken constitutional government, from 1862 to 1930, is a good record
in comparison with most of the world during the same time period.
To the extent that one views the Argentine Constitution of 1853 and
1860 as successful, and little doubt exists in terms of their establishment
of basic rules of mutual security, one also must concede that Argentina
benefitted from its "faith" in U.S. constitutionalism. For although
Argentine constitutionalism contained its distinctive elements, the talisman
of U.S. practice so inspired the elite's concept of constitutionalism that
Argentine constitutionalism simply cannot be understood in isolation from
its U.S. influences. Certain characteristics probably aided Argentina in
its use of the United States as a model. First, Argentina was fortunate
to have an endowment of resources capable of luring foreign immigrants
and capital, and hence could keep most politically relevant groups satisfied
with its model. Success breeds support. Second, because the group of individuals
who were politically relevant was small, with the mass of Argentina's largely
rural population simply outside the political process, generating support
for the model was easier than if a multitude of disparate groups had to
be satisfied. But neither of these observations change the fact that the
consolidation of the Constitution ended the chaos and bloodshed of the
past.
Obviously the key for the success of an emerging democracy is not to
copy the constitutional practice of a selected foreign state blindly. Even
Argentina's practice consciously varied from parts of the U.S. model. But
political leaders and constitutional scholars must realize that they may
require more than rational acceptance and interpretation of a text to attain
political stability. If the jurisdiction is unaccustomed to reducing political
disputes to legal arguments, rational interpretation of a constitution
may not provide legal rules or sufficient authority to maintain stability.
Rational authority often needs a crutch, and under the right circumstances,
the talisman of a foreign model may lend authority to a rule of law that
it otherwise would lack. Hegel was correct in noting the inherent vulnerability
of a visionary constitution that seeks to establish new rules of political
conduct, but he failed to note the possibility of sources of authority
outside of a country's own political traditions. Countries emerging from
long periods of dictatorship have no choice but to adopt visionary constitutions.
The life of the law in such a country often is not "logic" or
"experience,"615
but faith.
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